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efta-efta01413283DOJ Data Set 10CorrespondenceEFTA Document EFTA01413283
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Fw: Liam [I]
From: Stewart Oldfield
Date: Thu, 14 Sep 2017 18:06:13 -0400
To: Liam Osullivan
Classification: For Internal Use Only
Thanks for everything.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel:
Mobile:
blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Daniel-E Kaiser
Sent: Thursday, September 14, 2017 05:37 PM
To: Stewart Oldfield; Todd Stevens
Subject: RE: Liam [I]
Classification: For internal use only
Thank for the note and greatly appreciate the positive feedback!
I am looking forward to meeting Paul, this is a great opportunity!
Regards,
Dan
fhttps://brandportal.intranet.db.com/img/modules/-
DAWN_ logo_ metallic 46x46.gifl
Daniel E Kaiser
Managing Director I US Head of Key Client Partners
EFTA01413283
Wealth Management Division
Deutsche Bank Securities Inc.
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Work
Mobile
Email:
Key Client Partners (KCP) Americas does not provide investment advice and
the products, investment ideas and solutions and related matters discussed
herein are provided for discussion purposes only, and strictly on a non-
advisory basis. KCP products and services are intended and available only
for persons who are sophisticated institutional investors within the meaning
of the FINRA Rule 4512(C)(3), and who are capable of evaluating the
strategies, characteristics and investment risks of, and exercising
independent judgment in evaluating, the ideas and products discussed
herein. Trades and transactions are subject to relevant internal approvals
of DBSI or its affiliates prior to execution, and the execution of any
transaction or idea discussed herein is conditional on your becoming a
client of Deutsche Bank.
The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or
disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding
obligation on the part of DBSI or any of its affiliates.
From: Stewart Oldfield
Sent: Thursday, Se tember 14 2017 4:36 PM
To: Todd Stevens
; Daniel-E Kaiser a
Subject: Liam
EFTA01413284
Just a quick note to say that Liam has been great so far. He's been a huge
help with Epstein and SK Capital while Vahe's been out. Thanks
{cid:[email protected]}
Stewart Oldfield, CFA, CAIA
Director
Deutsche
Deutsche
345 Park
Tel.
Mobile
Email
Bank Trust Company Americas
Bank Wealth Management
Avenue, New York, NY 10154
a
blackberry
Securities offered through Deutsche Bank Securities Inc.
EFTA01413285
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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