EFTA Document EFTA01413625

Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] From: Brigid Macias Date: Fri, 10 May 2019 To: Ankit-Kumar Sharma Bhavesh Chandani Cc: Stewart Oldfield Natalie Barak gtopwmbankingexceptioncheckprocessing@list.db.com, Oversight Control <oversight.control@db.com> This account 42953432. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York NY 10154 Tel. Fax + Email Securities offered through Deutsche Bank Securities Inc. From: Ankit-Kumar Sharma Sent: Friday, May 10, 2019 11:32 AM To: Brigid Macias Bhavesh Chandani EFTA01413625 Cc: Stewart Oldfield < >; Natalie Barak ; gtopwmbankingexceptioncheckprocessing@list db corn ' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Hi Brigid, Which account? Kind regards ? {cid:image001.png@OlD1D7AA.4A648990} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: + Mobile Email Please send all Banking related queries to our new Group E-mail ID - gtopwmbankingexceptioncheckprocessing@list.db.com From: Brigid Macias [mailto:brigid.macias@db.com] Sent: Friday, May 10, 2019 11:27 AM To: Bhavesh Chandani Cc: Stewart Oldfield ; Natalie Barak EFTA01413626 ' gtopwmbankingexceptioncheckprocessing@list . db . com ' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Importance: High Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax + Email Securities offered through Deutsche Bank Securities Inc. From: Bhavesh Chandani Sent: Friday, May 10, 2019 11:24 AM To: Brigid Macias Cc: Stewart Oldfield >; Natalie Barak <natalie.barak@db.com>; Igtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com>; Rishabh Shah <la; Rishabh Sharma <la Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] EFTA01413627 Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non- post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani {cid:image002.png@OlD1AB5D.AD617A90} Bhavesh Chandani Process Supervisor I PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Mobile VOIP telephone: Email {cid:image003.png@OlD424E9.BC333740} EFTA01413628 Integrity I Sustainable Performance I Client Centricity I Innovation Discipline I Partnership Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com From: Rishabh Shah [mailto: Sent: Friday, May 10, 2019 10:57 AM To: Rishabh Sharma Cc: Stewart Oldfield >; Brigid Macias Mia; Natalie Barak 'gtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Please advise Brigid on below. Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. EFTA01413629 Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10, 2019 9:49 AM To: Rishabh Shah Cc: Oversi ht Control <oversight.control@db.com>; Natalie Barak ; Stewart Oldfield ‹ > Subject: FW: Non Post Transactions 05-09-2019 For AC 42953432 [I] Importance: High Good Morning, Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, Brigid Macias {cid:image004.png@OlD50722.6987E0B0} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New Y it Tel. EFTA01413630 Fax + Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield ; Monica Gilkinson Wachs a Cc: 1gtopwmbankingexceptioncheckprocessing@list.db.com' < to wmbankin exce tioncheckprocessin list.db.com›; Debra ; Halina Laczny Control <oversight.control@db.com> Subject: Non Post Transactions 05-09-2019 For AC 42953432 ; Bradley Gitlin ; Rachel Jasper ; Oversight [I] Classification: For internal use only Hi Team, Please advise, if the below transaction(s) are okay to post Please note A/C is closed : 05/09/2019 or not:- 5 42-953-432 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 997000509092719 524 N REF 1290927L FUNDS TRANSFER FRM DEP 35269691 FROM 5 42-953-432 HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 998000509110307 521 N TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C 9852497537 I NTERNATIONAL JET I NTERIORS, INC. If any of the transactions are deemed fraudulent, you must immediately EFTA01413631 notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma {cid:image003.png@01D20F46.0F9EFA10} DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobil Email Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. 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