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efta-efta01413882DOJ Data Set 10CorrespondenceEFTA Document EFTA01413882
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: PLN Roll [C]
From: Liam Osullivan
Date: Wed, 01 Aug 2018 16:15:00 -0400
To: Paul Barrett ‹
>
Cc: Martin Zeman
Davide-A Sferrazza
Xavier Avila
Stewart Oldfield
Classification: Confidential
Paul,
Please confirm the below net settlement for Value 02-Aug-2018:
DB Recs USD 25,241.02
If you agree will send the funds tomorrow.
Thank you,
Liam
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
EFTA01413882
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
From: Liam Osullivan
Sent: Wednesday, August 01, 2018 2:07 PM
To: 'Paul Barrett' <
'Richard Kahn'
Cc: Martin Zeman
; Davide-A Sferrazza
; avier vi a
; Stewart Oldfield
>
Subject: PLN Roll [C]
Classification: Confidential
Paul,
You bought 3.3mm PLN vs USD at 3.649938 value date 08/02/2018
You sold 3.3mm PLN vs USD at 3.650253 value date 08/07/2018
Thank you,
Liam
EFTA01413883
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01413884
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