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efta-efta01413913DOJ Data Set 10Correspondence

EFTA Document EFTA01413913

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DOJ Data Set 10
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efta-efta01413913
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Subject: FW: Do we have structured products forms on file for Southern Financial? [I] From: Stewart Oldfield < > Date: Fri, 13 Oct 2017 09:51:27 -0400 To: Andrew King Will let them set this all up since they own the account so far. Then sort out coverage shortly Original Message From: Vahe Stepanian Sent: Friday, October 13, 2017 9:36 AM To: Stewart Oldfield < >; Martin Zeman Cc: Liam Osullivan Subject: RE: Do we have structured products forms on file for Southern Financial? [I] Classification: For internal use only No - Liam going to send today with a few additional docs we need. Original Message From: Stewart Oldfield Sent: Friday, October 13 2017 9:25 AM To: Martin Zeman Cc: Vahe Stepanian Subject: Do we have structured products forms on file for Southern Financial? [I] Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. EFTA01413913

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