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efta-efta01415682DOJ Data Set 10CorrespondenceEFTA Document EFTA01415682
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Securities Inc.
60 Wall Street
New York, New York 10005
Niki Rokni, Partner & Head of Aircraft Sales
AXON Aviation Group
55 Park Lane
London W1K 1NA
EVENT ATTENDEE ACKNOWLEDGEMENT
You have been invited to the Aircraft Finance and Leasing Conference (the
"Event") organized by
Deutsche Bank Securities Inc. ("DBSI"). By registering for the Event, you
acknowledge and agree that:
To the extent DBSI provides you with information or materials relating to
the participants and/or topics
relevant to the Event:
(a)
such materials are for informational purposes only, do not constitute an
offer or a solicitation of an
offer to buy or sell any securities or other investment, do not constitute
investment advice to
purchase or sell any security or other investment and do not establish an
investment management,
fiduciary or agency relationship between you and DBSI;
(b)
(c)
such materials are prepared and provided by the participants and may not
have been reviewed by
a regulatory authority or DBSI to ensure their accuracy, adequacy or
completeness and DBSI
makes no representation, warranty or guarantee in relation to such
materials; and
such materials and information may be subject to copyright or other
intellectual property rights
under applicable law and shall be treated as confidential, and you agree not
to disclose, reproduce
or distribute any such materials without our prior written consent.
With regard to the Event:
(a)
(b)
(c)
(d)
(e)
any investment products that may be discussed at the Event may not have been
registered or
qualified with, nor approved or disapproved by, the Securities and Exchange
Commission, the
Commodity Futures Trading Commission or any other regulatory authority;
DBSI is not providing any legal, tax, investment or other form of advice (or
otherwise acting as your
advisor);
DBSI is not responsible for determining whether investment in any financial
EFTA01415682
product is suitable or
consistent with your investment objectives, financial circumstances,
constitutional documents or
any restrictions to which you are subject;
you will obtain your own independent legal, tax or financial advice in
relation to the Event and are
solely responsible for any investment decision you make following your
attendance at the Event;
the participants may include one or more clients of DBSI who may compensate
DBSI in connection
EFTA01415683
with other activities or services; and
(f)
the Event may be recorded, and you consent to be recorded and to the
reproduction, editing,
publication, distribution or other use by DBSI of your name, photograph,
likeness, voice, and
personal or biographical data for publication and for informational,
promotional, advertising or other
purposes or to regulatory authorities where requested or required to do so,
and you release DBSI
from any and all claims that you may have in connection with any such use of
your name,
photograph, likeness, voice, personal or biographical data.
You represent and warrant to DBSI that:
(a)
(b)
you are duly authorized and of requisite standing within your business to
bind your organization to
these terms and conditions;
you are not a person or entity acting on behalf of a retirement plan or
other employee benefit plan
or arrangement subject to the U.S. Employee Retirement Income Security Act
of 1974, as amended
("ERISA") or of a "governmental plan" (as defined in Section 3(32) of ERISA)
subject to any U.S.
federal or state or local law which is, to a material extent, similar to the
foregoing provisions of
ERISA; and
(c)
(d)
you or each person or account for whom you may be acting have sufficient
assets or otherwise
qualify to open an "institutional account" (as such term is defined by FINRA
Rule 4512(c)); and
you are not subject to the European Markets in Financial Instruments
Directive 2014/65/EU ("MiFID
II"), or acknowledge and agree that the Event and any materials provided are
not intended to induce
any investment in any investment product.
Any existing relationship with DBSI relating to your attendance at the Event
will be subject to these terms
and conditions.
You undertake that you will release, discharge and hold harmless and
indemnify DBSI on demand from
and against any claims or losses arising which are related to the Event, any
materials or any other
communication or information provided by DBSI in connection therewith.
DBSI SPECIFICALLY DISCLAIMS ALL LIABILITY (WHETHER IN TORT, CONTRACT OR
OTHERWISE)
FOR ANY DIRECT, INDIRECT, CONSEQUENTIAL OR OTHER LOSSES, DAMAGES, COSTS OR
EXPENSES, INCLUDING, WITHOUT LIMITATION, LOSS OF PROFITS, INCURRED BY YOU OR
EFTA01415684
ANY
THIRD PARTY THAT MAY ARISE FROM YOUR ATTENDANCE AT THE EVENT, YOUR DECISION
TO
MAKE ANY INVESTMENT IN ANY INVESTMENT PRODUCT, ANY RELIANCE ON THE MATERIALS
PROVIDED OR FOR THE RELIABILITY, ACCURACY, COMPLETENESS OR TIMELINESS
THEREOF.
These terms and conditions and any non-contractual obligations arising out
of or in connection with these
terms and conditions shall be governed by and shall be construed in
accordance with the internal law of
the State of New York. Any action or proceeding regarding a dispute arising
out of or in connection with
these terms and conditions (including a dispute regarding the existence,
validity or termination of these
terms and conditions) or any non-contractual obligation arising out of or in
connection with these terms and
conditions must be instituted in the United States District Court for the
Southern District of New York or the
Supreme Court of the State of New York for the County of New York. You
hereby irrevocably waive, to the
fullest extent permitted by applicable law, any objection, including, any
objection to the laying of venue or
based on the grounds of forum non convenient, which you may now or hereafter
have to the bringing of
any such action or proceeding in such courts.
EFTA01415685
ACKNOWLEDGED AND AGREED:
Axon Aviation Group
Signature
Niki Rokni
Name of Authorized Signatory
Partner & Head of Aircraft Sales
Title
Date
EFTA01415686
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