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efta-efta01415682DOJ Data Set 10Correspondence

EFTA Document EFTA01415682

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DOJ Data Set 10
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efta-efta01415682
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Securities Inc. 60 Wall Street New York, New York 10005 Niki Rokni, Partner & Head of Aircraft Sales AXON Aviation Group 55 Park Lane London W1K 1NA EVENT ATTENDEE ACKNOWLEDGEMENT You have been invited to the Aircraft Finance and Leasing Conference (the "Event") organized by Deutsche Bank Securities Inc. ("DBSI"). By registering for the Event, you acknowledge and agree that: To the extent DBSI provides you with information or materials relating to the participants and/or topics relevant to the Event: (a) such materials are for informational purposes only, do not constitute an offer or a solicitation of an offer to buy or sell any securities or other investment, do not constitute investment advice to purchase or sell any security or other investment and do not establish an investment management, fiduciary or agency relationship between you and DBSI; (b) (c) such materials are prepared and provided by the participants and may not have been reviewed by a regulatory authority or DBSI to ensure their accuracy, adequacy or completeness and DBSI makes no representation, warranty or guarantee in relation to such materials; and such materials and information may be subject to copyright or other intellectual property rights under applicable law and shall be treated as confidential, and you agree not to disclose, reproduce or distribute any such materials without our prior written consent. With regard to the Event: (a) (b) (c) (d) (e) any investment products that may be discussed at the Event may not have been registered or qualified with, nor approved or disapproved by, the Securities and Exchange Commission, the Commodity Futures Trading Commission or any other regulatory authority; DBSI is not providing any legal, tax, investment or other form of advice (or otherwise acting as your advisor); DBSI is not responsible for determining whether investment in any financial EFTA01415682 product is suitable or consistent with your investment objectives, financial circumstances, constitutional documents or any restrictions to which you are subject; you will obtain your own independent legal, tax or financial advice in relation to the Event and are solely responsible for any investment decision you make following your attendance at the Event; the participants may include one or more clients of DBSI who may compensate DBSI in connection EFTA01415683 with other activities or services; and (f) the Event may be recorded, and you consent to be recorded and to the reproduction, editing, publication, distribution or other use by DBSI of your name, photograph, likeness, voice, and personal or biographical data for publication and for informational, promotional, advertising or other purposes or to regulatory authorities where requested or required to do so, and you release DBSI from any and all claims that you may have in connection with any such use of your name, photograph, likeness, voice, personal or biographical data. You represent and warrant to DBSI that: (a) (b) you are duly authorized and of requisite standing within your business to bind your organization to these terms and conditions; you are not a person or entity acting on behalf of a retirement plan or other employee benefit plan or arrangement subject to the U.S. Employee Retirement Income Security Act of 1974, as amended ("ERISA") or of a "governmental plan" (as defined in Section 3(32) of ERISA) subject to any U.S. federal or state or local law which is, to a material extent, similar to the foregoing provisions of ERISA; and (c) (d) you or each person or account for whom you may be acting have sufficient assets or otherwise qualify to open an "institutional account" (as such term is defined by FINRA Rule 4512(c)); and you are not subject to the European Markets in Financial Instruments Directive 2014/65/EU ("MiFID II"), or acknowledge and agree that the Event and any materials provided are not intended to induce any investment in any investment product. Any existing relationship with DBSI relating to your attendance at the Event will be subject to these terms and conditions. You undertake that you will release, discharge and hold harmless and indemnify DBSI on demand from and against any claims or losses arising which are related to the Event, any materials or any other communication or information provided by DBSI in connection therewith. DBSI SPECIFICALLY DISCLAIMS ALL LIABILITY (WHETHER IN TORT, CONTRACT OR OTHERWISE) FOR ANY DIRECT, INDIRECT, CONSEQUENTIAL OR OTHER LOSSES, DAMAGES, COSTS OR EXPENSES, INCLUDING, WITHOUT LIMITATION, LOSS OF PROFITS, INCURRED BY YOU OR EFTA01415684 ANY THIRD PARTY THAT MAY ARISE FROM YOUR ATTENDANCE AT THE EVENT, YOUR DECISION TO MAKE ANY INVESTMENT IN ANY INVESTMENT PRODUCT, ANY RELIANCE ON THE MATERIALS PROVIDED OR FOR THE RELIABILITY, ACCURACY, COMPLETENESS OR TIMELINESS THEREOF. These terms and conditions and any non-contractual obligations arising out of or in connection with these terms and conditions shall be governed by and shall be construed in accordance with the internal law of the State of New York. Any action or proceeding regarding a dispute arising out of or in connection with these terms and conditions (including a dispute regarding the existence, validity or termination of these terms and conditions) or any non-contractual obligation arising out of or in connection with these terms and conditions must be instituted in the United States District Court for the Southern District of New York or the Supreme Court of the State of New York for the County of New York. You hereby irrevocably waive, to the fullest extent permitted by applicable law, any objection, including, any objection to the laying of venue or based on the grounds of forum non convenient, which you may now or hereafter have to the bringing of any such action or proceeding in such courts. EFTA01415685 ACKNOWLEDGED AND AGREED: Axon Aviation Group Signature Niki Rokni Name of Authorized Signatory Partner & Head of Aircraft Sales Title Date EFTA01415686

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