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efta-efta01416652DOJ Data Set 10Correspondence

EFTA Document EFTA01416652

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DOJ Data Set 10
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efta-efta01416652
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EFTA Disclosure
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Subject: FN: AIS Request AIS-00006017 has been A roved [I] From: Davide-A Sferrazza Date: Mon, 14 May 2018 15:54:25 -0400 To: Stewart Oldfield < Cc: Vahe Stepanian Joshua Shoshan Liam Osullivan Classification: For internal use only Stew, Glendower materials have been approved for Southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re-submit that one? Thanks, Davide Original Message From: Zbynek Kozelsky Sent: Monda Ma 14 2018 3:5 To: ; Kiflin Turner *,: ; Alexander Litv::i Enge en•ez ; Davide-A Sferrazza < Frank Fuentes Subject: AIS Request AIS-00006017 has been Approved The Following Alternative Investment Suitability request has been Approved. AIS Request Number: Client Name : Southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - Zbynek Kozelsky : QIB entity Reason for Rejection: Reason for Cancel: Reason for OnHold: Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s EFTA01416652

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