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efta-efta01416652DOJ Data Set 10CorrespondenceEFTA Document EFTA01416652
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FN: AIS Request AIS-00006017 has been A roved [I]
From: Davide-A Sferrazza
Date: Mon, 14 May 2018 15:54:25 -0400
To: Stewart Oldfield <
Cc: Vahe Stepanian
Joshua Shoshan
Liam Osullivan
Classification: For internal use only
Stew,
Glendower materials have been approved for Southern Financial.
Do you have any update on the DB Force page for Bloomberg so I can re-submit that one?
Thanks,
Davide
Original Message
From: Zbynek Kozelsky
Sent: Monda
Ma 14 2018 3:5
To:
; Kiflin Turner *,:
; Alexander Litv::i
Enge
en•ez
; Davide-A Sferrazza <
Frank Fuentes
Subject: AIS Request AIS-00006017 has been Approved
The Following Alternative Investment Suitability request has been Approved.
AIS Request Number:
Client Name : Southern Financial LLC
Comment on Approval: 5/14/118 3:52:15 PM - Zbynek Kozelsky : QIB entity Reason for Rejection:
Reason for Cancel:
Reason for OnHold:
Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s
EFTA01416652
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