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efta-efta01416811DOJ Data Set 10Correspondence

EFTA Document EFTA01416811

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DOJ Data Set 10
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efta-efta01416811
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EFTA Disclosure
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Subject: RE: DB relationship transition letter From: Stewart Oldfield <M > Date: Fri, 01 Mar 2019 09:50:37 -0500 To: Richard Kahn e > 12 should work. Otherwise 2pm or between 3 and 5. Thanks From: Richard Kahn [mailto: Sent: Friday, March 01, 2019 9:50 AM To: Stewart Oldfield e > Subject: Re: DB relationship transition letter sorry on a call can we talk around 12pm or 1pm est? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Mar 1, 2019, at 9:44 AM, Stewart Oldfield e > wrote: EFTA01416811 Just tried you. I'm in and out, but around all day generally. Thanks From: Richard Kahn [mailto: Sent: Thursday, Februar 28, 2019 5:29 PM To: Stewart Oldfield > Subject: Re: DB relationship transition letter sorry i was unable to call sooner please call when free today or tomorrow thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01416812 On Feb 28, 2019, at 3:40 PM, Stewart Oldfield c > wrote: Thank you again for your efforts during this process. I understand that arrangements have made for the full transfer of any remaining brokerage assets and that will be complete shortly. You have also been able to move and close several bank deposit accounts. We appreciate that despite this strong progress, you need some more time to complete the transfer of remaining assets to other institutions. Please attempt to have that wrapped up by March 29th if possible. If there is anything we can do to help expedite this, please let us know. Thanks, Stew From: Stewart Oldfield Sent: Friday, December 21, 2018 1:06 PM To: 'eevacation@ mail.com; Subject: DB relationship transition letter ; Richard Kahn EFTA01416813 Jeffrey, Darren and Rich, Please see the attached letter to confirm the substance of our recent conversations. Thank you for your cooperation. Best, Stew <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. EFTA01416814 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01416815 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01416816

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