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efta-efta01417237DOJ Data Set 10CorrespondenceEFTA Document EFTA01417237
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: MBLY Tender [C]
From: Vahe Stepanian
Date: Mon, 05 Jun 2017 17:33:13 -0400
To: Richard Kahn
Cc: Stewart Oldfield
Joshua Shoshan
Classification: Confidential
Sounds good, thanks.
From: Richard Kahn [mailto:
Sent: Monday, June 05, 2017 5:27 PM
To: Vahe Stepanian
Subject: Re: MBLY Tender [C]
thank you
will send tomorrow as we completed paperwork
On Jun 5, 2017, at 5:26 PM, Vahe Stepanian a
wrote:
Classification: Confidential
Hi Rich — just wanted to follow up on the below. Believe the MBLY tender
offer is set to expire on 6/16/17, so please let us know if you would like
us to submit the paperwork on behalf of Southern Financial.
Best,
Vahe
EFTA01417237
From: Vahe Stepanian
Sent: Tuesday, May 30, 2017 12:40 PM
To: 'Richard Kahn' <
Cc: Stewart Oldfield
Subject: RE: MBLY Tender [C]
Classification: Confidential
; Joshua Shoshan
Hi Rich — I'm back in the office. Please send us an electronic copy of the
completed form.
Thank you,
Vahe
From: Richard Kahn [mailto:
Sent: Friday, May 26, 2017 3:49 PM
To: Vahe Stepanian <
Cc: Stewart Oldfield
Subject: Re: MBLY Tender [C]
; Joshua Shoshan
i just completed filling out the paperwork as per mr epstein desire
please advise where to send
EFTA01417238
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On May 10, 2017, at 4:58 PM, Vahe Stepanian e
> wrote:
Classification: Confidential
HI Ric4m;maLre reaching out as Southern Financial holds 800 MBLY in account
ending
As you likely saw - there is an MBLY currently tender offer
that is set to expire on 6/16/17, for which a mailing should have been sent
to you over the last few weeks. Regardless, we wanted to make sure the
details were in front of you in case you had questions.
EFTA01417239
Long story short — the tender was set at $63.54 per share for holders of
Mobileye, N.V. (details are attached). The offer is subject to Israeli
withholding tax of 25% unless holders provide an affidavit that they are
exempt. Holders who are EXEMPT from Israeli tax must declare so by fully
completing the attached Israeli Tax Declaration form to avoid the
withholding.
If you believe that Southern Financial is exempt — please complete and send
us the Tax Declaration Form. The deadline to instruct and submit paperwork
will be on or around 6/16/17.
A few key points:
1.
Part I, section 7 (Contact Details): This is normally
the beneficially owner.
2.
Part I, section 8. Select "through a Broker", and
write in Pershing, LLC
3.
Part II, Be sure this is fully completed in the proper
category (individual, corporation, partnership, or trust.)
4.
Part III: DO NOT COMPLETE—unless you are an Israeli
Bank, Broker of Financial Institution.
5.
Part IV: Beneficial owner must sign. Unclear whether
Power or Attorney or Authorized Individual will be recognized
6.
Part IV: Don't forget to enter number of shares!
EFTA01417240
I will be traveling over the next two weeks, so please make sure to CC this
group in case you have any questions.
Thank you,
Vahe
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobile
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
EFTA01417241
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice.
The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or
disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding
obligation on the part of DBSI or any of its affiliates.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
<Israeli Tax Declaration Form.pdf><Offer To Purchase.pdf>
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
EFTA01417242
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01417243
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