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efta-efta01417858DOJ Data Set 10Correspondence

EFTA Document EFTA01417858

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DOJ Data Set 10
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efta-efta01417858
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EFTA Disclosure
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Subject: Butterfly / Paul Barrett [C] From: Liam Osullivan Date: Fri, 12 Oct 2018 11:39:46 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin Classification: Confidential I have attached Paul's ID and the LTA that has his information. For Butterfly: Approved KYC Harry Beller — Contact Information Erika Kellerhals Darren Indyke Richard Kahn Contact Information There are documents that we will need if the account wants Margin and Options....as well as a completed e-delivery form. Thanks! {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email EFTA01417858 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01417859

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