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efta-efta01417858DOJ Data Set 10CorrespondenceEFTA Document EFTA01417858
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Butterfly / Paul Barrett [C]
From: Liam Osullivan
Date: Fri, 12 Oct 2018 11:39:46 -0400
To: Stewart Oldfield
Cc: Richard Iarossi
Bradley Gillin
Classification: Confidential
I have attached Paul's ID and the LTA that has his information.
For Butterfly:
Approved KYC
Harry Beller — Contact Information
Erika Kellerhals
Darren Indyke
Richard Kahn
Contact Information
There are documents that we will need if the account wants Margin and
Options....as well as a completed e-delivery form.
Thanks!
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
EFTA01417858
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01417859
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