EFTA Document EFTA01419330

Subject: RE: AIS Request AIS-00006017 has been Approved [II From: Stewart Oldfield < Date: Mon, 14 May 2018 To: Davide-A Sferrazza Cc: Vahe Stepanian Joshua Shoshan Liam Osullivan That will be done overnight. I got the Southern docs. Thanks Original Message From: Davide-A Sferrazza Sent: Monday, May 14, 2018 3:54 PM To: Stewart Oldfield 5 > • ; Joshua Shoshan Liam Osullivan < Su ject: FW: AIS Request AIS-00006017 has been Approved [I) Classification: For internal use only Stew, Glendower materials have been approved for Southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re-submit that one? Thanks, Davide Original Message From: Zbynek Kozelsky Sent: Monday, May T Laur Martin Alexander Li vin • Engelbert Melendez Davide-A Sferrazza Frank Fuentes Subject: AIS Request AIS-00006017 has been Approved The Following Alternative Investment Suitability request has been Approved. AIS Request Number: AIS-00006017 Client Name : Southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - Zbynek Kozelsky : QIB entity Reason for Rejection: Reason for Cancel: Reason for Onuold: (mailto Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s EFTA01419330