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efta-efta01419661DOJ Data Set 10Correspondence

EFTA Document EFTA01419661

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EFTA Disclosure
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AGP LP 519 Alpha Group Capital Paul Barrett Item 1. Cover Page Brochure Supplement of Alkeon Capital Management, LLC 350 Madison Avenue, 9th Floor New York, NY 10017 Telephone: March 28, 2016 This brochure supplement provides information about those supervised persons named in Item 2 below, and supplements Alkeon Capital Management, LLC's ("Alkeon") brochure. You should have received a copy of that brochure. Please contact Greg Jakubowsky via e- mail at or by telephone at if you did not receive Alkeon's brochure or if you have any questions about the contents of this supplement. EFTA01419661 AGP LP 519 Alpha Group Capital Paul Barrett Item 2. Educational Background and Experience Panayotis "Takis" Sparaggis, born Education 1988 National Technical University of Athens; B.S., Electrical Engineering 1990 University of Massachusetts at Amherst; M.S., Electrical and Computer Engineering 1993 University of Massachusetts at Amherst; M.B.A., Finance 1994 University of Massachusetts at Amherst; Ph.D., Electrical and Computer Engineering Business Background 2002-Present Alkeon Capital Management, LLC; Managing Member, Portfolio Manager and Co-Portfolio Manager 2002-2015 Mainsail Group LLC; Member 1999-2001 CIBC World Markets Corp.; Portfolio Manager 1997-1999 CIBC Oppenheimer Corp.; Portfolio Manager 1995-1997 Oppenheimer & Co., Inc.; Portfolio Manager Steven M. Ahn, born Education 1999 University of Michigan; B.B.A., Finance and Accounting Business Background 2004-Present Alkeon Capital Management, LLC; Co-Portfolio Manager of Alkeon Global Alpha Master Fund L.P. 2002-2003 Circle T Partners; Analyst 2001-2002 Scopia Capital; Analyst 1999-2001 Credit Suisse First Boston; Analyst 2 EFTA01419662 AGP LP 519 A)iiiiioup Capital Paul Barrett Tom In, born Education 1991 Bernard Baruch College; B.A., Accounting Business Background 2004-Present Alkeon Capital Management, LLC; Portfolio Manager and Managing Director 2004-2004 Vulcan Capital; Founder 2002-2003 Amgis Capital; Portfolio Manager 2001-2001 Sigma Capital; Portfolio Manager and Managing Director 2001-2001 Neptune Capital; Portfolio Manager and Managing Director 1999-2001 Galleon Group; Managing Director 1998-1999 Lord Abbett; Senior Analyst 1994-1997 Deutsche Bank Securities; Analyst 1993-1994 Salomon Brothers; Analyst 1991-1993 Coopers aniiiirand; Senior Associate Cranston Paul, born Education 1986 Lawrence University; B.A., Philosophy, Magna Cum Laude 1994 University of Massachusetts, Amherst; Ph.D., Philosophy Business Background 2002-Present Alkeon Capital Management, LLC; Portfolio Manager 1999-2001 CIBC World Markets; Director 1997-1999 CIBC Oppenheimer Corp.; Analyst 1996-1997 Prudential Securities; Associate Analyst 1994-1996 Value Line Investment Survey; Analyst 1991-1994 Dartmouth College; Associate Professor of Philosophy 3 EFTA01419663 AGP LP 519 Alpha Group Capital Paul Barrett Item 3. Disciplinary Information Not applicable. Item 4. Other Business Activities Alkeon is the sole Member of SilverBay Capital Management, LLC, a Delaware limited liability company ("SilverBay") that was formed in August 2009, which is also registered as an investment adviser with the SEC. Alkeon's personnel (through SilverBay) manage ACAP Strategic Fund and Bluepoint Investment Series Trust, both registered investment companies, and may manage other registered investment funds in the future. Some of Alkeon's personnel also are registered representatives and employees of Breakwater Group, LLC ("Breakwater"), a broker-dealer that may be deemed to be affiliated with Alkeon. Currently, Breakwater assists in the distribution of the ACAP Strategic Fund and Bluepoint Investment Series Trust and does not have a trading function Additional information about SilverBay is available on the SEC's Investment Adviser Public Disclosure website, and additional information about Breakwater is available on FINRA's website. Item 5. Additional Compensation Not Applicable. Item 6. Supervision Alkeon has implemented a Code of Ethics, which governs the supervised persons' activities, including the investment advice that each provides to clients. Greg Jakubowsky (Alkeon's Chief Compliance Officer) and Jennifer Shufro (Alkeon's Managing Director of Legal and Compliance) supervise Alkeon's supervised persons by monitoring their compliance with Alkeon's Code of Ethics. Their telephone numbers are and respectively. Item 7. Requirements for State-Registered Advisers Not Applicable. 4 07086\001\7711248.v1 EFTA01419664

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