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efta-efta01419661DOJ Data Set 10CorrespondenceEFTA Document EFTA01419661
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AGP LP 519 Alpha Group Capital Paul Barrett
Item 1.
Cover Page
Brochure Supplement of
Alkeon Capital Management, LLC
350 Madison Avenue, 9th Floor
New York, NY 10017
Telephone:
March 28, 2016
This brochure supplement provides information about those supervised persons
named in Item 2
below, and supplements Alkeon Capital Management, LLC's ("Alkeon") brochure.
You should
have received a copy of that brochure. Please contact Greg Jakubowsky via e-
mail at
or by telephone at
if you did
not receive
Alkeon's brochure or if you have any questions about the contents of this
supplement.
EFTA01419661
AGP LP 519 Alpha Group Capital Paul Barrett
Item 2.
Educational Background and Experience
Panayotis "Takis" Sparaggis, born
Education
1988 National Technical University of Athens; B.S., Electrical Engineering
1990 University of Massachusetts at Amherst; M.S., Electrical and Computer
Engineering
1993 University of Massachusetts at Amherst; M.B.A., Finance
1994 University of Massachusetts at Amherst; Ph.D., Electrical and Computer
Engineering
Business Background
2002-Present Alkeon Capital Management, LLC; Managing Member, Portfolio
Manager and
Co-Portfolio Manager
2002-2015 Mainsail Group LLC; Member
1999-2001 CIBC World Markets Corp.; Portfolio Manager
1997-1999 CIBC Oppenheimer Corp.; Portfolio Manager
1995-1997 Oppenheimer & Co., Inc.; Portfolio Manager
Steven M. Ahn, born
Education
1999 University of Michigan; B.B.A., Finance and Accounting
Business Background
2004-Present Alkeon Capital Management, LLC; Co-Portfolio Manager of Alkeon
Global
Alpha Master Fund L.P.
2002-2003 Circle T Partners; Analyst
2001-2002 Scopia Capital; Analyst
1999-2001 Credit Suisse First Boston; Analyst
2
EFTA01419662
AGP LP 519 A)iiiiioup Capital Paul Barrett
Tom In, born
Education
1991 Bernard Baruch College; B.A., Accounting
Business Background
2004-Present Alkeon Capital Management, LLC; Portfolio Manager and Managing
Director
2004-2004 Vulcan Capital; Founder
2002-2003 Amgis Capital; Portfolio Manager
2001-2001 Sigma Capital; Portfolio Manager and Managing Director
2001-2001 Neptune Capital; Portfolio Manager and Managing Director
1999-2001 Galleon Group; Managing Director
1998-1999 Lord Abbett; Senior Analyst
1994-1997 Deutsche Bank Securities; Analyst
1993-1994 Salomon Brothers; Analyst
1991-1993 Coopers aniiiirand; Senior Associate
Cranston Paul, born
Education
1986 Lawrence University; B.A., Philosophy, Magna Cum Laude
1994 University of Massachusetts, Amherst; Ph.D., Philosophy
Business Background
2002-Present Alkeon Capital Management, LLC; Portfolio Manager
1999-2001 CIBC World Markets; Director
1997-1999 CIBC Oppenheimer Corp.; Analyst
1996-1997 Prudential Securities; Associate Analyst
1994-1996 Value Line Investment Survey; Analyst
1991-1994 Dartmouth College; Associate Professor of Philosophy
3
EFTA01419663
AGP LP 519 Alpha Group Capital Paul Barrett
Item 3.
Disciplinary Information
Not applicable.
Item 4.
Other Business Activities
Alkeon is the sole Member of SilverBay Capital Management, LLC, a Delaware
limited liability
company ("SilverBay") that was formed in August 2009, which is also
registered as an
investment adviser with the SEC. Alkeon's personnel (through SilverBay)
manage ACAP
Strategic Fund and Bluepoint Investment Series Trust, both registered
investment companies,
and may manage other registered investment funds in the future.
Some of Alkeon's personnel also are registered representatives and employees
of Breakwater
Group, LLC ("Breakwater"), a broker-dealer that may be deemed to be
affiliated with Alkeon.
Currently, Breakwater assists in the distribution of the ACAP Strategic Fund
and Bluepoint
Investment Series Trust and does not have a trading function Additional
information about
SilverBay is available on the SEC's Investment Adviser Public Disclosure
website, and
additional information about Breakwater is available on FINRA's website.
Item 5.
Additional Compensation
Not Applicable.
Item 6.
Supervision
Alkeon has implemented a Code of Ethics, which governs the supervised
persons' activities,
including the investment advice that each provides to clients. Greg
Jakubowsky (Alkeon's Chief
Compliance Officer) and Jennifer Shufro (Alkeon's Managing Director of Legal
and
Compliance) supervise Alkeon's supervised persons by monitoring their
compliance with
Alkeon's Code of Ethics. Their telephone numbers are
and
respectively.
Item 7.
Requirements for State-Registered Advisers
Not Applicable.
4
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EFTA01419664
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