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efta-efta01420478DOJ Data Set 10CorrespondenceEFTA Document EFTA01420478
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DOJ Data Set 10
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efta-efta01420478
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Subject: Re: signed confirms (C
From: Richard Kahn
Date: Wed, 23 May 2018
Cc: Martin Zeman
Paul Barrett
Xavier Avila
Davide-A Sferrazza <
Stewart Oldfield
Joshua Shoshan
Jeanne Brennan
Liam Osullivan
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
tel
fax
cell
> On May 23, 2018, at 9:24 AM, Liam Osullivan ‘..
> wrote:
> Classification: Confidential
> Rich,
>
• Last week you returned the signed confirmations for the EURUSD options that were traded on 05/18.
We amended the confirms to reflect the premium on each trade. We are required to have the attache
d amended confirms signed.
> I apologize for the inconvenience.
>
• Please contact us with any questions.
>
• Thank you,
> Liam
>
• Liam O'Sullivan
> AVP I Key Client Partners - US
>
• DB Securities Inc
> Deutsche Bank Wealth Management
> 345 Park Avenue 10154-0004 New York, NY, USA
> Tel.
> Email
> KCP products and services are intended and available only for persons who are sophisticated instit
utional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating
the strategies, characteristics and investment risks of, and exercising independent judgment in eva
luating, the ideas and products discussed herein. Trades and transactions are subject to relevant in
ternal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction
or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partn
ers (KCP) products, investment ideas and solutions and related matters discussed herein are provided
for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not
provide investment advice. The information set forth herein is confidential and personal to you and
is being presented for your information and for discussion purposes only. Any reproduction and/or re
distribution thereof (in whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally binding obligation on the par
t of DBSI or any of its affiliates.
•
Original Message
> From: Richard Kahn (mailto:
> Sent: Thursday, Ma 17 2018 2:50 PM
> To: Martin Zeman
; Paul Barrett
; Xavier Avila <x
[email protected]>; Davide-A Sferrazza <
>; Stewart Oldfield <stewart.oldfi
eld8db.com>• Joshua Shoshan <
>; Jeanne
›; Liam Osullivan <
Brennan <
EFTA01420478
> Subject: signed confirms
>
>
>
>
> Richard Kahn
> HBRK Associates Inc.
> 575 Lexington Avenue 4th Floor
> New York, NY 10022
> tel
> fax
> cell
>
>
>
>
> This communication may contain confidential and/or privileged information. If you are not the inte
nded recipient (or have received this communication in error) please notify the sender immediately a
nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material
in this communication is strictly forbidden.
>
> Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures.
>
> Deutsche Bank does not render legal or tax advice, and the information contained in this communica
tion should not be regarded as such.
> <fax-2018-05-16-053509.pdf><fax-2018-05-16-053210.pdf><fax-2018-05-16-052609.pdf>
EFTA01420479
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