EFTA Document EFTA01420540

Subject: RE: send to rich please [C] From: Stewart Oldfield < M > Date: Mon, 08 Jun 2015 13:43:55 -0400 To: Ariane Dwyer Cc: Paul Morris Daniel Sabba Classification: Confidential Sure. 2:30? From: Ariane Dwyer Sent: Monday, June 08, 2015 1:43 PM To: Stewart Oldfield Cc: Paul Morris; Daniel Sabba Subject: RE: send to rich please [C] Classification: Confidential Hi Stewart, I hope you had an enjoyable weekend. Are you a free for a call with me and Daniel to discuss the below? We are available this afternoon. Best, Ari From: Stewart Oldfield Sent: Thursday, June 04, 2015 10:33 AM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Paul Morris Subject: RE: send to rich please [C] EFTA01420540 Classification: Confidential Give me a quick call on this if you can. We had a client at CS who would send weekly lists of a few stocks he liked and we developed a consistent business around some worst-of pairs structures that may show a higher yield than JE's usual swap +covered call From: Paul Morris Sent: Tuesday, June 02, 2015 9:35 AM To: Ariane Dwyer Cc: Stewart Oldfield; Vahe Stepanian Subject: Re: send to rich please [C] Classification: Confidential Thx pls cc stew in future From: Ariane Dwyer Sent: Tuesday, June 02, 2015 09:23 AM ' <*eevacation@ mail.com>; Cc: Vahe Stepanian; Daniel Sabba; Paul Morris Subject: RE: send to rich please [C] Classification: Confidential Good morning, Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies we cover. Please note these are independent equity research views. EFTA01420541 Company Ticker Price @ 6/1/15 Close DB Global Markets Research Rating DB Global Markets Research Target Retrophin RTRX $31.85* Buy $52 Orexigen Therapeutics OREX $4.91 No Coverage Akorn AKRX $46.25 Buy $55 Dish Networks DISH $72.07 EFTA01420542 Buy $105 Pioneer Natural Resources PXD $149.77 Hold $182 EOG Resources EOG $88.76 Buy $101 General Dynamics GD $140.25 Buy $166 Delphi Automotive DLPH $86.83 Buy $94 Comcast EFTA01420543 CMCSA $58.78 No Coverage Glaxo Smith Kline GSK 1456 GBP Hold 1540 GBP Viacom VIAB $66.71 Buy $85 Baidu BIDU $201.56 Buy $239 Alibaba BABA $90.78 Buy $104 EFTA01420544 *52 week high Let us know if you have any questions. Best, Ari From: Daniel Sabba Sent: Tuesday, June 02, 2015 • To: '[email protected]'; Paul Morris Cc: Vahe Stepanian; Ariane Dwyer Subject: Re: send to rich please [C] Classification: Confidential Jeffrey, to clarify, are you looking at closing prices as of 06/01/2015? From: jeffrey E. [mailto:[email protected]] Sent: Monday, June 01, 2015 09:54 PM To: Daniel Sabba; Richard Kahn < >; Paul Morris Subject: send to rich please prices on RTRX, OREX AKRX dish networks, PXD EOG, GD, delphi, comcast, glaxo viacom, baidu baba please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE EFTA01420545 Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01420546