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efta-efta01420783DOJ Data Set 10Correspondence

EFTA Document EFTA01420783

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DOJ Data Set 10
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efta-efta01420783
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Outstanding Jefferies List I From: Bradley Gillin Date: Thu, 01 Nov 2018 11:04:51 -0400 To: Stewart Oldfield Cc: Richard Iarossi Classification: For internal use only Green below. (4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current management for this entity. — Please provide evidence confirming if Lawrence Visoski is still the initial manager at Hyperion Air LLC. We have re-checked the repositories and didn't find anything for this. Question to Rich: Email confirmation that Lawrence is no a manager for Hyperion Air. If he is, then: o Add him as RP — ID and SSN# (legal rep) (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# N4G024950 Email confirmation that Erika Kellerhals is no longer signer involved in organization EFTA01420783 If she is, you need a both brokerage and DB resolution executed Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01420784

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