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efta-efta01420783DOJ Data Set 10CorrespondenceEFTA Document EFTA01420783
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Outstanding Jefferies List I
From: Bradley Gillin
Date: Thu, 01 Nov 2018 11:04:51 -0400
To: Stewart Oldfield
Cc: Richard Iarossi
Classification: For internal use only
Green below.
(4) Operating Agreement for Hyperion Air LLC indicates the company is
manager-managed and the initial manager was Lawrence Visoski. Is he still
manager? Please provide evidence of the current management for this entity.
— Please provide evidence confirming if Lawrence Visoski is still the
initial manager at Hyperion Air LLC. We have re-checked the repositories and
didn't find anything for this.
Question to Rich:
Email confirmation that Lawrence is no a manager for Hyperion Air.
If he is, then:
o
Add him as RP — ID and SSN# (legal rep)
(6) Please attach evidence of signing authority (Corporate authorization)
for the brokerage account of J. Epstein Virgin Islands Foundation In.,
granting signing auth for Erika Kellerhals. —
Will need DB Corporate Resolution for this brokerage account# N4G024950
Email confirmation that Erika Kellerhals is no longer signer
involved in organization
EFTA01420783
If she is, you need a both brokerage and DB resolution executed
Regards,
Brad
Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York NY 10154
Tel.
Fax
Email
Securities offered through Deutsche Bank Securities Inc.
EFTA01420784
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