EFTA Document EFTA01420890

Subject: FW: Urgent From: Donna Kerrigan Date: Tue, 16 Ju To: Leslie Roth Cc: Robert Frohlich Stewart Oldfield < =M> Classification: Confidential Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July To: Robert Frohlich Subject: RE: Urgent Request [C] Classification: Confidential Rob, Donna Kerrigan Could you break out brokerage vs. non-brokerage assets? I don't think we had such a substantial volume drop in July '18, and wonder if that's a brokerage data issue. Thanks From: Robert Frohlich Sent: Tuesday, July 16, 2019 2:45 PM To: Donna Kerrigan Cc: Stewart Oldfield Subject: RE: Urgent Request [C] EFTA01420890 Classification: Confidential Here you go — also attaching the underlying data from GMIS which includes the product type and client names as well as USD. Sum of EUR Categorie relationship reference* YearMonth Revenues Volume SOUTHERN FINANCIAL 201801 118,719 177,123,487 201802 92,880 192,177,294 201803 101,339 183,554,497 201804 97,754 EFTA01420891 184,758,913 201805 116,122 198,312,507 201806 95,070 187,089,834 201807 66,734 57,351,765 201808 66,126 54,371,862 201809 107,091 45,601,540 201810 49,525 35,139,451 201811 48,090 32,853,375 EFTA01420892 201812 44,107 29,557,911 201901 53,541 33,911,566 201902 111,403 42,167,771 201903 48,774 8,262,610 201904 9,379 2,004,182 201905 799 30 201906 - 4 30 EFTA01420893 Kind regards, Rob Frohlich {https://brandportal.intranet.db.com/img/modules/logo.gif} Robert Frohlich Deutsche Bank AG, Filiale New York Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobil Email From: Donna Kerrigan Sent: 16 July 2019 13:34 To: Robert Frohlich Cc: Stewart Oldfield Subject: Urgent Request [C] Classification: Confidential Hi Rob - Please can you pull Southern Financial Revenues and CBV by Product and Month beginning January 2018. Thanks, Donna EFTA01420894