Case File
efta-efta01420994DOJ Data Set 10CorrespondenceEFTA Document EFTA01420994
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Subject: RE: Vijay, please call me when you can [I]
From: Vinita Advani
Date: Thu, 13 Dec 2018
To: Stewart Oldfield
Cc: Mayur Rathod
Bradley Gilli
Vijay-A Sawan
Classification: For internal use only
Dear Stewart,
Apologies, Vijay is not in today.
He will surely address this on Monday once he is in office.
Happy weekend !!
Kind regards,
Vinita Advani
KYC Case Representative Manager
Deutsche CIB Centre Private Li •
-
nagement
Tel.
Mobile
From: Stewart Oldfield
Sent: Thursday, December 13, 2018 10:47 PM
To: Vijay-A Sawan
Cc: Vinita Advani
4a
Bradley Gitlin
Subject: RE: Vijay, please call me when you can [I]
ur Rathod
Classification: For internal use only
EFTA01420994
I think we need all of them anyway. There are accounts that we have opened
and linked internally to the relationship but may not be directly
affiliated.
Thanks
From: Vijay-A Sawant
Sent: Thursday, December 13, 2018 12:07 PM
To: Stewart Oldfielc
m la===>
Cc: Vinita Advani
Mayur Rathod
Subject: RE: Vijay, please call me when you can [I]
Importance: High
Classification: For internal use only
Hi Stewart,
As per our call earlier today, I will prepare list of all Legal
Representatives/Authorized Signors for all active accounts from the SOUTHERN
FINANCIAL RELATIONSHIP.
During my initial review, I came across attached letter which indicates that
Darren Indyke to be contacted for ALL accounts from this relationship.
Could you advise if this doc alone, is satisfies your request or would you
still need us to find out respective LR's on each active account from this
relationship?
We will proceed accordingly, thanks.
Kind Regards,
EFTA01420995
{cid:1 [email protected]}
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore aon East, Mumbai - 400063 , India
Tel.
Mobile
From: Stewart Oldfield
Sent: Thursda
December 13 2018 8:19 PM
To:
Subject: Vijay, please call me when you can [I]
Classification: For internal use only
{cid:[email protected]}
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobil
Email
Securities offered through Deutsche Bank Securities Inc.
EFTA01420996
EFTA01420997
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