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efta-efta01421049DOJ Data Set 10CorrespondenceEFTA Document EFTA01421049
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DOJ Data Set 10
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efta-efta01421049
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Subject: RE: 100,000 apple shares [C]
From: Stewart Oldfield ‹
>
Date: Fri, 31 Mar 2017 15:20:35 -0400
To: Tazia Smith ‹
>
Classification: Confidential
Thanks for handling this
From: Tazia Smith
Sent: Friday, March 31, 2017 1:31 PM
To: Richard Kahn
Cc: Bella Klein; Jeanne Brennan; Stewart Oldfield; Joshua Shoshan; Vahe
Stepanian
Subject: RE: 100,000 apple shares [C]
Classification: Confidential
Complete from our end. Please confirm receipt on Merrill's.
Thank You,
Tazia
fcid:[email protected]
Tazia Smith
Managing Director, Key Client Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobi
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
EFTA01421049
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice.
The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or
disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding
obligation on the part of DBSI or any of its affiliates.
From: Richard Kahn [mailto:
Sent: Friday, March 31, 2017 1:25 PM
To: Tazia Smith
Cc: Bella Klein; Jeanne Brennan; Stewart Oldfield
Subject: 100,000 apple shares
Can you please update me on the status of DTC transfer. Thank you.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
EFTA01421050
New York, NY 10022
EFTA01421051
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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W
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