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efta-efta01421324DOJ Data Set 10CorrespondenceEFTA Document EFTA01421324
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Caterpillar KYC I
C
From: Liam Osullivan
Date: Thu, 01 Nov 2018 17:43:05 -0400
To: Stewart Oldfield
Richard Iaross'
Cc: Bradley Gillin
Classification: Confidential
Thanks.
From: Stewart Oldfield
Sent: Thursday, Nove
Cc: Bradley Gillin
Subject: RE: Caterpillar KYC [I]
Liam Osullivan
This is just to memorialize that this will happen at some point. Probably
closer to end of year. Nothing to do now. Thanks
From: Richard Iarossi
Sent: Thursday, No
To: Liam Osullivan
Cc: Bradley Gillin
Subject: Caterpillar KYC [I]
Classification: For internal use only
Hi Liam,
Stewart Oldfield
Please see the attached KYC for 2017 Caterpillar Trust which will be looking
to open a new brokerage account.
EFTA01421324
Thanks,
Rich
Richard Iarossi
Assistant Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
+1 212 454-4577
[email protected]
Securities offered through Deutsche Bank Securities Inc.
EFTA01421325
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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