Text extracted via OCR from the original document. May contain errors from the scanning process.
>
Amanda Kirby
Cc: Roddy Moore <roddy.moore@db.com>,
Nicholas Haigh
Daniel Sabba
Classification: Confidential
Troy the stories about Prince Andrew have been popping up in the press for
years. I will post the team if there is anything that has changed.
Cc: Roddy Moore; Nicholas Haigh; Daniel Sabba
Classification: Confidential
Paul,
I am sure you have seen the recent press about Mr. Epstein.
Can you
please ensure an updated KYC is completed and that there are no new issues?
Thanks
Here is something from WSJ.com that might interest you:
Britain's Prince Andrew and U.S. lawyer Alan Dershowitz deny sex-scandal
claim
http://www.wsj.com/articles/financier-epsteins-sex-case-leads-to-new-
claims-1420242564
Troy D Williams
EFTA01421436
Credit Risk Management
Deutsche Asset & Wealth Management
Cc: jeevacation@gmail.com;
; Paul Morris; Vahe
Stepanian; Amanda Kirby; Roddy Moore; Troy-D Williams; Mary Breslin;
Kristine Pecunia; Lorna Barrow-Austin; Brendan Droge
GMRA [Document
Attached] [C]
Classification: Confidential
Renee - please liaise with Richard Kahn for communication regarding this
matter. I have CCed Rich here.
Rich - please see below.
Best regards,
Daniel
Daniel Sabba
Key Client Partners
Deutsche Bank Securities Inc.
Forwarded by Daniel Sabba/db/dbcom on 01/05/2015 09:47 AM
From:
Renee Maxey/db/dbcom@DBCOEX
To:
EFTA01421437
"
"jeevacation@gmail.com"
<jeevacation@gmail.com>,
Cc:
Roddy Moore/db/dbcom, Troy-D Williams/db/dbcom, Daniel Sabba/db/-
dbcom@DBAMERICAS, Paul Morris/db/dbcom@DBAMERICAS, Mary Breslin/db/dbcom,
Kristine Pecunia/ext/dbcom, Lorna Barrow-Austin/ext/dbcom@DBAMERICAS,
Brendan Droge/db/dbcom
Date:
12/31/2014 12:41 PM
Subject:
Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C]
Classification: Confidential
Classification: Confidential
Dear Harry and Jeffrey,
Please find attached a GMRA between Deutsche Bank AG and Southern Financial
LLC. Please let me (Renee Maxey - renee.maxey@db.com) know if you have any
comments or questions.
If there are no questions or comments to the GMRA, please:
EFTA01421438
(i) insert the required information in Annex I, sections 1(g), 1(o)(iii),
and 1(p)(ii) and confirm that no Counterparty assets are subject to ERISA.
Please note, in Section 1(p)(ii), we require an "English" process agent,
"English" affiliate, or "English" law firm (as the GMRA is governed by
English law);
(ii) print out TWO (2) single-sided originals;
(iii) arrange for appropriate execution by an authorized signatory on the
signature page, 20;
(iv) provide evidence of signing authority and specimen signature for the
signatory of the GMRA , and
(v) return TWO (2) sets of executed GMRAs to the attention of Kristine
Pecunia:
Repo & Securities Lending Legal Group
Deutsche Bank AG, New York
60 Wall Street, 36th Floor
New York. NY 10005
Deutsche Bank will then have the originals signed and will forward a fully
executed original to you.
Best regards,
Renee
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Renee J. Maxey
Assistant Vice President I Legal
DB Services New Jersey, Inc.
5022 Gate Parkway
Suite 400
Jacksonville, Florida 32256
SOO
{https://brandportal.intranet.db.com/img/modules/claim.gif}
(See attached file: Southern Financial - GMRA (DB1 12.31.2014).doc)
EFTA01421439