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efta-efta01421597DOJ Data Set 10Correspondence

EFTA Document EFTA01421597

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EFTA Disclosure
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Subject: Re: Trade Report 6/15/2017 From: Richard Kahn e > Date: Thu, 15 Jun 2017 14:51:56 -0400 To: Vahe Stepanian Cc: Darren Indyke Stewart Oldfield Joshua Shoshan thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jun 15, 2017, at 2:51 PM, Vahe Stepanian e > wrote: Rich - updated the order per my conversation with Rich. Today you executed the following: S 4200 PFE @ $32.813 Please let us know if you have questions. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobil Email Original Message From: Richard Kahn [ EFTA01421597 Sent: Thursday, June 15, 2017 02:22 PM Eastern Standard Time To: Vahe Stepanian Cc: Darren Indyke; Stewart Oldfield; Joshua Shoshan Subject: Re: J Epstein Foundation [C] please change order to sell 4200 PFE at 32.80 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 On Jun 1, 2017, at 8:33 AM, Vahe Stepanian wrote: Classification: Confidential Rich — just a friendly reminder that there is a GTC order in the JE foundation account to sell 4200 PFE @ $34.60 (PFE closed @ $32.65 yesterday, 5/31). We will maintain the order until instructed otherwise by Darren. Best, Vahe From: Richard Kahn [mailto: Sent: Wednesday, April 05, 2017 10:07 AM To: Vahe Stepanian Cc: Darren Indyke ; Stewart Oldfield ; Joshua Shoshan Subject: Re: J Epstein Foundation [C] yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 EFTA01421598 On Apr 5, 2017, at 10:03 AM, Vahe Stepanian a wrote: Classification: Confidential Spoke to Darren to confirm the below GTC orders. Both are currently away from their limits — will let you know if you get executed. Thanks, Vahe From: Richard Kahn [mailto: Sent: Wednesday, April 05, 2017 9:36 AM To: Vahe Stepanian Cc: Darren Indyke Subject: 3 Epstein Foundation we need to raise cash for contributions can you please put two good till cancel orders in which darren will confirm sell 1000 Disney at 114.12 or better sell 4200 Pfizer at 34.60 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01421599 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this EFTA01421600 communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421601

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