EFTA Document EFTA01421747

Subject: Trade Report 7/13/2017 [C] From: Vahe Stepanian < > Date: Thu, 13 Jul 2017 11:19:00 -0400 To: Richard Kahn .5 > Cc: Stewart Oldfield 5 >, Darren Indyke <->, Jeanne Brennan Classification: Confidential Darren - today you executed the following per our conversation in SFLLC: Sold to open 200 AND Aug 13 Puts @ $0.759 Thank you, Vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:16 AM To: Vahe Stepanian Cc: Stewart Oldfield 5 >; Darren Indyke <->; Jeanne Brennan <O11. Subject: Re: [C) yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell > On Jul 13, 2017, at 11:11 AM, Vahe Stepanian < > wrote: > • Classification: Confidential > Darren, > To clarify - I will call you to confirm the following order for SFLLC: > • Sell 200 AND Aug 13 Puts @ $0.70 > • Thank you, > Vahe Original Message > • From: Richard Kahn [mailto: > Sent: Thursday, July 13, 2017 11:09 AM > To: Vahe Stepanian < .[> > Cc: Stewart Oldfield < >; Darren Indyke <->; Jeanne Brennan > Subject: Re: [C] > • AND > thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York, NY 10022 > tel > fax > cell EFTA01421747 >> On Jul 13, 2017, at 11:07 AM, Vahe Stepanian wrote: > > >> Classification: Confidential > > >> What is ticker? > > >> Original Message >> From: Richard Kahn (mailto: >> Sent: Thursday, July 13, 2017 11:06 AM >> To: Vahe Stepanian >> Cc: Stewart Oldfield < >; Darren Indyke a; Jeanne Brennan >> Subject: Re: (C) >> we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL pleas e confirm with darren thank you > > >> >> Richard Kahn >> HBRK Associates Inc. >> 575 Lexington Avenue 4th Floor >> New York, NY 10022 » tel >> fax >> cell >> >> >>> On Jul 13, 2017, at 10:57 AM, Vahe Stepanian < > wrote: >» >» Classification: Confidential >» >>> Hi Rich - Southern Financial can trade listed options, including sold puts. >>> >>> On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwo rk that we would need on file before trading OTC options. >» >» Thank you, >» Vahe >» >» Original Message >» From: Richard Kahn [mailto: >>> Sent: Thursday, July 13, 2017 10:27 AM >» To: Vahe Stepanian < >» Cc: Stewart Oldfield < >» Subject: >» >» are we equip to sell puts? >» >» Richard Kahn >» HBRK Associates Inc. >» 575 Lexington Avenue 4th Floor >» New York, NY 10022 >» tel >» fax >» cell >» >» >» >» >» >» >» >» >>> This communication may contain confidential and/or privileged information. If you are not the in tended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the materia 1 in this communication is strictly forbidden. >>> >>> Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosure s. >» >>> Deutsche Bank does not render legal or tax advice, and the information contained in this communi cation should not be regarded as such. >> EFTA01421748 >> >> This communication may contain confidential and/or privileged information. If you are not the int ended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. >> >> Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures >> Deutsche Bank does not render legal or tax advice, and the information contained in this communic ation should not be regarded as such. > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error) please notify the sender immediately a nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > • Deutsche Bank does not render legal or tax advice, and the information contained in this communica tion should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicati on should not be regarded as such. EFTA01421749