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efta-efta01421992DOJ Data Set 10CorrespondenceEFTA Document EFTA01421992
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Enhanced Education [C]
From: Liam Osullivan ‹
>
Date: Fri, 11 Jan 2019 09:31:39 -0500
To: Richard Kahn
Davide-A Sferrazza
Cc: Jeanne Brennan
Darren Indyke
Martin Zeman
Stewart Oldfield
Classification: Confidential
Richard / Darren,
You sold 2,400 BMY at 47.50 from the Foundation account.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
Prepared on 01/11/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule 4512(c)(3), and are capable of evaluating the investment
benefits and risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be executed unless you
are a client of Deutsche Bank and of the Key Client Partners group (KCP).
EFTA01421992
Material herein regarding KCP products, investment ideas and solutions is
for discussion purposes only. While brokerage services offered through the
KCP Americas desk may include investment recommendations and brokerage
advice, KCP does not provide investment management or investment advisory
services, and private market opportunities and other products and services
available through KCP are offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your
information and for discussion purposes only, and does not create any
legally binding obligation. Reproduction or distribution of any material
herein without our written consent is strictly forbidden.
Original Message
From: Richard Kahn [mailto:
Sent: Friday, January 11, 2019 9:19 AM
To: Davide-A Sferrazza a;
Liam Osullivan
Cc: Jeanne Brennan
Osullivan
Subject: Enhanced Education
; Darren Indyke
Please sell 2400 shares of BMY at the market thank you and please call
darren to confirm
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
Liam
EFTA01421993
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