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efta-efta01424990DOJ Data Set 10Correspondence

EFTA Document EFTA01424990

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efta-efta01424990
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Address details From: Darren Indyke ‹ > Date: Wed, 29 Au 2018 13:24:27 -0400 To: Cc: Darren Indyke Richard Kahn Davide-A Sferrazza Stewart Oldfield "[email protected]" That is not the mailing address. The mailing address is 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Avenue, 4th New York, New York 10022 Telephone: Telecopier: Mobile: email: Floor ***************************************************************************** ************************* The information contained in this communication is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It is the property of Darren K. Indyke, PLLC. Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke, PLLC - 0 2018 Darren K. Indyke, PLLC — All rights reserved. ***************************************************************************** ************************** On Aug 29, 2018, at 9:26 AM, Martin Zeman ‹ > wrote: Good morning, Richard, Darren, I am being told that confirmations we send to the below address are being EFTA01424990 returned to us, stating "Return to Sender; Insufficient Address; Unable to Forward; Return to Sender". Can you please confirm the address for Mr. Epstein? Mailing address we have is: Little Saint James St Thomas VI 00802 Thanks Martin <image001.gif> Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01424991 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424992

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URLhttps://db.com/disclosures

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Subject: FW: Southern Financial - Client Confirmation [C] From: Martin Zeman cc > Date: Thu, 22 Mar 2018 16:52:34 -0400 To: Stewart Oldfield Classification: Confidential From: Martin Zeman Sent: Monday, March 19, To: 'Richard Kahn' < 2018 5:15 PM < ›; Xavier Avila 'Paul Barrett > ; Davide-A Sferrazza Subject: Southern Financial - Client Confirmation [C] Classification: Confidential Richard, We are making sure that Southern Financial can trade in credit derivatives and to have t

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Subject: RE: Southern Financial - Client Confirmation [C] From: Xavier Avila Date: Wed, 28 Mar 2018 18:04:47 To: Richard Kahn Paul Barrett Cc: Martin Zeman Liam Osullivan Davide-A Nina Tona Stewart Oldfield -0400 Richard, as discussed today, in order for the Southern Financial account in Global Markets can get KYCed and we can extend product adoptions to a couple of other asset classes (credit and equity OTC derivatives), we need you to confirm that the below information and the at

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Subject: To DO From: Paul Barrett ‹ > Date: Wed, 20 Sep 2017 13:17:21 -0400 To: Martin Zeman Cc: Richard Kahn Stewart Oldfield Darren Indyke Martin Small trade — please can you sell 200 AMD 13.00 Oct Puts @ 75c or better. Premium — $15,000. Darren — they will call you. My POA should be good to go from tomorrow. Thanks Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 EFTA01436331 EFTA01436332

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel In fax cell On Feb 11, 2019, at 6:18 PM, Davide-A Sferrazza wrote: Classification: Confidential Darren and Rich, The password for the NPV document = winter2019 Please let me know if you have any issues. Regards, Davide <image001.gif> Davide Sferrazza Investments & Trading I Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Flo

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Subject: Re: SF OTC trade on the books [C] From: Richard Kahn Date: Thu, 07 Feb 2019 12:50:09 -0500 To: Liam Osullivan Cc: Darren Indyke , Stewart Oldfield , Martin Zeman O, Davide-A Sferrazza thank you for the update Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Feb 7, 2019, at 12:43 PM, Liam Osullivan < wrote: Classification: Confidential Darren & Rich, Today's transactions in SFLLC: Sold 2,500m COFP 4.407 08/06/19 at 101.275 Euros S

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