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efta-efta01426812DOJ Data Set 10Correspondence

EFTA Document EFTA01426812

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DOJ Data Set 10
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efta-efta01426812
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EFTA Disclosure
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Subject: RE: Butterfl Trust C From: Ian Salters Date: Thu, 11 Oct 2018 18:51:30 -0400 To: Stewart Oldfield Zbynek Kozels Cc: Kimberly Hart Martin Zeman Liam Osullivan I am comfortable with this. Ian Sent with BlackBerry Work (www.blackberry.com) From: Stewart Oldfield ‹ > Date: Thursday, Oct 11, 2018, 18:32 To Ziggy and Ian, I just spoke to Kim (copied here). She's comfortable with this arrangement if you both feel this meets your needs as well and we document accordingly. Please confirm. Thanks From: Liam Osullivan Sent: To Cc <z Su Thursday, October 11, 2018 3:31 PM EFTA01426812 Classification: Confidential I discussed the below with Ziggy, Ian and Martin. We propose that the Butterfly Trust is opened with the KCP team. We will open the account under the N4G prefix. We will request a new CA number for Martin Zeman that will be used to separate Butterfly Trust from accounts that have signed KCP packages on file. Martin will sign a quarterly attestation that the account is not being offered KCP products. Kind regards, Liam O'Sullivan {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 212 454-0453 Email [email protected] KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01426813 EFTA01426814

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