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efta-efta01426844DOJ Data Set 10CorrespondenceEFTA Document EFTA01426844
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: DB relationship transition letter
From: Richard Kahn ‹
>
Date: Thu, 28 Feb 2019 17:28:42 -0500
To: Stewart Oldfield ‹
>
sorry i was unable to call soonerplease call when free today or tomorrow
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel 212-971-1306
fax 212-320-0381
cell 917-414-7584
On Feb 28, 2019, at 3:40 PM, Stewart Oldfield ‹
>
wrote:
Thank you again for your efforts during this process. I understand that
arrangements have made for the full transfer of any remaining brokerage
assets and that will be complete shortly. You have also been able to move
and close several bank deposit accounts. We appreciate that despite this
strong progress, you need some more time to complete the transfer of
remaining assets to other institutions. Please attempt to have that wrapped
up by March 29th if possible. If there is anything we can do to help
expedite this, please let us know.
Thanks,
Stew
From: Stewart Oldfield
Sent: Friday, December 21, 2018 1:06 PM
To: jeevacation@ mail.com;
Subject: DB relationship transition letter
Jeffrey, Darren and Rich,
; Richard Kahn
Please see the attached letter to confirm the substance of our recent
conversations. Thank you for your cooperation.
EFTA01426844
Best,
Stew
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel. 212 454-2881
Mobile 917 209-0686
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01426845
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