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efta-efta01426844DOJ Data Set 10Correspondence

EFTA Document EFTA01426844

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efta-efta01426844
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Subject: Re: DB relationship transition letter From: Richard Kahn ‹ > Date: Thu, 28 Feb 2019 17:28:42 -0500 To: Stewart Oldfield ‹ > sorry i was unable to call soonerplease call when free today or tomorrow thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Feb 28, 2019, at 3:40 PM, Stewart Oldfield ‹ > wrote: Thank you again for your efforts during this process. I understand that arrangements have made for the full transfer of any remaining brokerage assets and that will be complete shortly. You have also been able to move and close several bank deposit accounts. We appreciate that despite this strong progress, you need some more time to complete the transfer of remaining assets to other institutions. Please attempt to have that wrapped up by March 29th if possible. If there is anything we can do to help expedite this, please let us know. Thanks, Stew From: Stewart Oldfield Sent: Friday, December 21, 2018 1:06 PM To: jeevacation@ mail.com; Subject: DB relationship transition letter Jeffrey, Darren and Rich, ; Richard Kahn Please see the attached letter to confirm the substance of our recent conversations. Thank you for your cooperation. EFTA01426844 Best, Stew <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426845

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