EFTA Document EFTA01427236

Subject: Re: Southern Financial Mar in Call From: Richard Kahn Date: Tue, 25 Aug 2015 18:05:32 -0400 To: Ariane Dwyer Cc: Darren Indyke Daniel Sabba Vahe Stepanian Paul V Morris Stewart Oldfield Jeanne Brennan ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Aug 25, 2015, at 4:20 PM, Ariane Dwyer < › wrote: Hi Rich, We are transferring 32,620 shares of AAPL based on the 50% haircut rate. No call back is necessary. Best, Ari From: Richard Kahn [mailto: Sent: Tuesday, August 25, 2015 3:29 PM To: Ariane Dwyer Cc: Darren Indyke; Daniel Sabba; Vahe Stepanian; Paul Morris; Stewart Oldfield Subject: Re: Southern Financial Margin Call EFTA01427236 mr epstein said he would like to transfer shares of apple please call darren on his cell phone if you need verbal confirmation thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Aug 25, 2015, at 2:52 PM, Ariane Dwyer a wrote: Rich, Please find attached a margin call issued for Southern Financial for $1,680,000. The call can be primarily attributed to the EURUSD Risk Reversals which had a large change in mark-to-market value from Friday's to Monday's close given the EURUSD decline. For additional details please find attached Southern EFTA01427237 Financial's Valuation Statements since Friday as well as today's Exposure Statement. Please let us know if you would like us to transfer cash from the main account to the margin account, or alternatively, if you would like us to transfer AAPL shares. Best, Ari <image001.gif> Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26 New York, NY, 10154-0004 Tel. +1(212)250-3228 Email <image002.gif> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)4136142015082....xls><CallSOUTHERN FINANCIAL, LLC (8032932)_413614 20150825123934153.pdf><182298 20150820 20150821 1.pdf><1822- 98 2015084 20155825_1.pdf> EFTA01427238 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01427239