EFTA Document EFTA01427263

Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Thu, 01 Dec 201 To: Vaishali-P Mehta Cc: Douglas Robertson Mark Gonzalez Stewart Oldfield Classification: For internal use only Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:22 AM To: Andrew Gallivan Cc: Douglas Robertson; Mark Gonzalez; Stewart Oldfield Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. EFTA01427263 EFTA01427264 EFTA01427265 Stewart Oldfield Andrew Gallivan Epstein, Jeffrey 10/26/2016 There have been no material changes EFTA01427266 Please review the ACU comments, and reply back with your approval. If this any information is not correct or you are aware of a material change that has not been reflected, please let us know immediately as a KYC update will be required. Regards, EFTA01427267 Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street. Suite 2400 San Francisco, CA USA EFTA01427268