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efta-efta01427980DOJ Data Set 10Correspondence

EFTA Document EFTA01427980

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efta-efta01427980
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EFTA Disclosure
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Subject: RE: Frieze m Preview invitation From: Sarah Rafferty Date: Tue, 15 Aug 2017 11:19:05 -0400 To: Stewart Oldfield ‹ > Hi Stewart, FYI, Ali Rashid has registered to attend the Fair on Saturday, Oct 7 with a guest. Please make sure you submit in Compliance Direct now that they have confirmed. Thanks. Regards, Sarah Sarah Rafferty Director I Marketing, Wealth Management-Americas Deutsche Deutsche 345 Park Tel. Fax + Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY,10154-0004 USA From: Sarah Rafferty Sent: Monday, July 24, 2017 4:40 PM To: Stewart Oldfield ‹ > Subject: Frieze London & Frieze Masters 11am Preview invitation Please find below the official invitation for Frieze London & Frieze Masters 2017 —11am Preview to forward to you list below. EFTA01427980 EFTA01427981 EFTA01427982 Jeffrey Epstein As a reminder, compliance instructions are below. Compliance As long as the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted EFTA01427983 Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: http://- lonccasp0002.uk.db.com:14711/en/home The costs associated with this ticket type are: 11am Preview — €306 Enter in comments section - Parent ID: Guests will collect their Lounge pass and Fair ticket upon arrival at the DBWM Lounge reception desk at either Frieze London or Frieze Masters Invitation: We hope you will be available to join us for the Preview of Frieze London. Below is the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. {cid:ii_j4pg6mki0_15d0d33ccb108177} "Deutsche Bank" means Deutsche Bank AG and its affiliated companies. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking and lending services are offered through Deutsche Bank Trust Company Americas, member FDIC, and other members of the Deutsche Bank Group. 0 2017 Deutsche Bank AG. All rights reserved. 025970.071017 EFTA01427984 EFTA01427985

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