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efta-efta01427980DOJ Data Set 10CorrespondenceEFTA Document EFTA01427980
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DOJ Data Set 10
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Subject: RE: Frieze
m Preview invitation
From: Sarah Rafferty
Date: Tue, 15 Aug 2017 11:19:05 -0400
To: Stewart Oldfield ‹
>
Hi Stewart, FYI, Ali Rashid has registered to attend the Fair on Saturday,
Oct 7 with a guest. Please make sure you submit in Compliance Direct now
that they have confirmed. Thanks.
Regards,
Sarah
Sarah Rafferty
Director I Marketing, Wealth Management-Americas
Deutsche
Deutsche
345 Park
Tel.
Fax +
Mobil
Email
Bank Trust Company Americas
Bank Wealth Management
Avenue, New York, NY,10154-0004 USA
From: Sarah Rafferty
Sent: Monday, July 24, 2017 4:40 PM
To: Stewart Oldfield ‹
>
Subject: Frieze London & Frieze Masters 11am Preview invitation
Please find below the official invitation for Frieze London & Frieze
Masters 2017 —11am Preview to forward to you list below.
EFTA01427980
EFTA01427981
EFTA01427982
Jeffrey
Epstein
As a reminder, compliance instructions are below.
Compliance
As long as the client meets the below criteria, you can enter them in
compliance direct only if they confirm attendance.
Criteria:
Invitees should be limited to the wealth management client (or
prospect) and/or their family members
No sensitive counterparts (including public officials, regulatory
agencies, etc.)
DB payment of client travel & accommodation is not permitted
EFTA01427983
Pending business at the time of invite is not permitted (i.e.
specific discussions pertaining to investment type and amount have occurred
and decision or action is pending with client, or discussion on moving
assets from bank x to DB).
Prospective business is ok — general relationship building.
If they confirm, please use the following link to do this: http://-
lonccasp0002.uk.db.com:14711/en/home
The costs associated with this ticket type are: 11am Preview — €306
Enter in comments section - Parent ID:
Guests will collect their Lounge pass and Fair ticket upon arrival at the
DBWM Lounge reception desk at either Frieze London or Frieze Masters
Invitation:
We hope you will be available to join us for the Preview of Frieze London.
Below is the invitation which includes a registration link if you would like
to reserve tickets. If you have any questions, please let me know.
{cid:ii_j4pg6mki0_15d0d33ccb108177}
"Deutsche Bank" means Deutsche Bank AG and its affiliated companies.
Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking
and lending services are offered through Deutsche Bank Trust Company
Americas, member FDIC, and other members of the Deutsche Bank Group. 0 2017
Deutsche Bank AG. All rights reserved. 025970.071017
EFTA01427984
EFTA01427985
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