EFTA Document EFTA01428245

Subject: RE: [C] From: Vahe Stepanian Date: Thu, 13 Jul 2017 10:57:04 -0400 To: Richard Kahn < > Cc: Stewart Oldfield Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork t hat we would need on file before trading OTC options. Thank you, vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 10:27 AM To: Vahe Stepanian Cc: Stewart Oldfield 5 > Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cell This communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicati on should not be regarded as such. EFTA01428245