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efta-efta01428562DOJ Data Set 10Correspondence

EFTA Document EFTA01428562

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DOJ Data Set 10
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efta-efta01428562
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EFTA Disclosure
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Subject: FW: OD Referral dated 06-05-2019 For AC # 42953424 [I] From: Natalie Barak ‹ > Date: Thu, 06 Jun 2019 11:02:49 -0400 To: Brigid Macias Cc: Stewart Oldfield Classification: For internal use only Hi Brigid - account is still open for Neptune. {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Securities offered through Deutsche Bank Securities Inc From: Hemant-Kumar Rathore Sent: Thursday, June 06, 2019 10:59 AM To: Stewart Oldfield <bradle illin•db.com›; Rachel Wachs Oversight Control Subject: OD Referral dated 06-05-2019 For AC # 42953424 ; Bradley Gillin ; Natalie Barak EFTA01428562 Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form 1. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile + Email Please send all the Bankin' related Queries to our new Group E-mail ID EFTA01428563

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