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efta-efta01428878DOJ Data Set 10CorrespondenceEFTA Document EFTA01428878
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Glendower for SOUTHERN FINANCIAL LLC [I]
From: Alternatives Execution <[email protected]>
Date: Mon, 14 May 2018 17:20:29 -0400
To: Stewart Oldfield ‹
>
Classification: For internal use only
Classification: For internal use only
Hi,
Attached below are the offering materials for your client. These documents
are affixed with a control number associated with the client approved
suitability request and are not to be distributed to unaffiliated clients or
interested parties. Please ensure that the following documents are completed
in its entirety and that a PDF copy is sent back to the Alternatives
Execution Group @ [email protected].
• Subscription Document
• Disclosure Statement
• Letter of Authorization (LOA)
• Offering Memorandum
• Marketing Docs
• LPA Agreement
• ADV Part II
• Tax Form
Kind regards,
Alternatives Execution Team
Global Products & Solutions (GPS)
5022 Gate Parkway, Building 400, 32256 Jacksonville, Florida, USA
Email [email protected]
VISIT US: http://pwm.intranet.db.com/new/us/en/32597.php
EFTA01428878
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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