EFTA Document EFTA01430275

Subject: RE: Butterfly brokers e [C] From: Alan Brody Date: Wed, 31 Oct 2018 11:47:08 -0400 To: Stewart Oldfield ‹ > Classification: Public On a conf call for next 10 minutes Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154-0004 Work Email: Key Client Partners (KCP) Americas does not provide investment advice and the products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01430275 From: Stewart Oldfield Sent: Wednesday, October 31, 2018 11:45 AM To: Alan Brody c > Subject: Fwd: Butterfly brokerage [C] I will step out and call you. What's your number? Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01430276 Begin forwarded message: From: Richard Kahn Date: October 31, 2018 at 11:38:11 AM EDT To: Liam Osullivan Cc: Stewart Oldfield Subject: Re: Butterfly brokerage [C] any update on timing for this account to be opened? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 26, 2018, at 10:43 AM, Liam Osullivan < MI> wrote: Classification: Confidential Richard, I am working with the account opening group and will let you know if they EFTA01430277 need anything additional. Thank you, Liam From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 10:34 AM To: Stewart Oldfield Cc: Liam Osullivan Subject: Re: Butterfly brokerage Liam please advise what is needed as we would like account opened asap thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01430278 On Oct 25, 2018, at 3:48 PM, Stewart Oldfield <a> wrote: Rich, Sorry for the delay here. This account will be traded by the KCP team that trades all of your other accounts. The account opening is now in Liam's very capable hands. He will reach out if he needs anything else, but I think you provided the last of the things we didn't have last week. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas EFTA01430279 Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430280 EFTA01430281