EFTA Document EFTA01430379

Subject: RE: Securities to buy [C] [I] From: Stewart Oldfield Date: Fri, 28 Jul 2017 11:32:21 -0400 To: Vahe Stepanian ‹ > Cool, thanks From: Vahe Stepanian Sent: Friday, July 28, 2017 11:31 AM To: Stewart Oldfield ‹ > Subject: RE: Securities to buy [C] [I] Classification: For internal use only I've called him on this numerous times... From: Stewart Oldfield Sent: Friday, July 28, 2017 11:31 AM To: Vahe Stepanian ‹ > Subject: RE: Securities to buy [C] Did you reach back out to him? From: Vahe Stepanian Sent: Friday, July 28, 2017 11:24 AM To: Stewart Oldfield ‹ > Subject: RE: Securities to buy [C] He never came back to me. EFTA01430379 Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email Original Message From: Stewart Oldfield Sent: Friday, July 28, 2017 11:12 AM Eastern Standard Time To: Vahe Stepanian Subject: RE: Securities to buy [C] Did these get done? From: Vahe Stepanian Sent: Thursday, July 27, 2017 2:33 PM To: Richard Kahn Cc: Stewart Oldfield <[email protected]> Subject: RE: Securities to buy [C] Classification: Confidential ; Joshua Shoshan Rich — please see below per our conversation. Obviously we're during market hours, so the US equities listed below are subject to market movement. Just an FYI - I'm stepping out to a meeting — should be back by —3:45pm. Name Amount Ticker Px EFTA01430380 Currency ST Micro $500,000.00 STM FP 14.615 EUR AMS AG $500,000.00 AMS SW 70.00 CHF Sunny Optical $500,000.00 2382 HK 94.00 HKD ASML $500,000.00 ASML 152.94 USD Ubisoft $500,000.00 EFTA01430381 UBI FP 54.95 EUR EA $500,000.00 EA 116.33 USD Thank you, Vahe On Jul 26, 2017, at 1:54 PM, Vahe Stepanian a wrote: Classification: Confidential Hi Rich — just called you to discuss. I'm available @ Thank you, Vahe EFTA01430382 From: Richard Kahn [mailto: Sent: Wednesday, July 26, 2017 1:02 PM To: Vahe Stepanian < Cc: Stewart Oldfield Subject: Securities to buy can you please call me to review purchasing the following non us securities would like to understand commissions, fx spreads and if it can be done.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Name Amount EFTA01430383 Ticker Px Currency FX Final To Buy Win Semi $500,000.00 3105 TT 178.5 TWD 30.35 85,000 ST Micro $500,000.00 EFTA01430384 STM FP 14.61 EUR 1.165 29,000 AMS AG $500,000.00 AMS SW 70.15 CHF 0.9575 6,800 Sunny Optical $500,000.00 2382 HK 93.15 HKD EFTA01430385 7.81 42,000 ASML $500,000.00 ASML 153.75 USD 154 3,250 Ubisoft $500,000.00 UBI FP 56 EUR 1.165 7,650 EA EFTA01430386 $500,000.00 EA 116 USD 4,300 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430387 EFTA01430388