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efta-efta01430391DOJ Data Set 10Correspondence

EFTA Document EFTA01430391

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DOJ Data Set 10
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efta-efta01430391
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EFTA Disclosure
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Subject: RE: EURUSD Option confirmation From: Stewart Oldfield Date: Mon, 20 Nov 2017 16:20:49 -0500 To: Martin Zeman a> Did Marson connect you with Shumway? From: Martin Zeman Sent: Monday, November 20, 2017 4:17 PM To: Stewart Oldfield Subject: RE: EURUSD Option confirmation I told you. I work for you. Where is our next client? From: Stewart Oldfield Sent: Monday, November 20, 2017 4:16 PM To: Martin Zeman a> Subject: RE: EURUSD Option confirmation First OTC trade under the new ISDA? From: Martin Zeman Sent: Monday, November 20, 2017 4:15 PM To: Paul Barrett Richard Kahn Cc: Stewart Oldfield Subject: EURUSD Option confirmation EFTA01430391 Paul, You bought 20/22 Feb 2018 EUR Put 1.1650 USD Call in USD 10mm notional. You pay USD 78,000 (settlement date 11/22/2017). No delta exchange. Thanks for the trade, Martin {cid:[email protected]} Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for EFTA01430392 discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01430393

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