EFTA Document EFTA01430422

Subject: RE: PLN Roll [C] From: Paul Barrett < ~> Date: Thu, 02 Aug 2018 09:14:24 -0400 To: Liam Osullivan Cc: Martin Zeman Davide-A Sferrazza Xavier Avila Stewart Oldfield Confirmed Paul Barrett Alpha Group Capital LLC 142 W 57th Street, llth Floor, New York, NY 10019 (o) (c) From: Liam Osullivan <~~~> Sent: Wednesday, Au ust 01, 2018 4:15 PM To: Paul Barrett Cc: Martin Zeman ; Xavier Avila > Subject: RE: PLN Roll [C] Classification: Confidential Paul, ; Davide-A Sferrazza c ; Stewart Oldfield EFTA01430422 Please confirm the below net settlement for Value 02-Aug-2018: DB Recs USD 25,241.02 If you agree will send the funds tomorrow. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01430423 From: Liam Osullivan Sent: Wednesday, August 01, 2018 2:07 PM To: 'Paul Barrett' < 'Richard Kahn' Cc: Martin Zeman ; Davide-A Sferrazza HIIIIIII ; Xavier Avila > Subject: PLN Roll [C] Classification: Confidential Paul, ; Stewart Oldfield You bought 3.3mm PLN vs USD at 3.649938 value date 08/02/2018 You sold 3.3mm PLN vs USD at 3.650253 value date 08/07/2018 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who EFTA01430424 are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430425