EFTA Document EFTA01430710

Subject: RE: Rothschild [C] From: Tazia Smith Date: Mon, 22 May 2017 15:24:30 -0400 To: Stewart Oldfield > Cc: Vahe Stepanian Matt Glassman , Davide-A Sferrazza Classification: Confidential Stew — Rich and I discussed the ask is for after-market may be 'none' given lack of KCP EMEA team in London. right after I sent the email below. Confirmed open in France tomorrow. Know that our market appetite, but we're working with GM traders and From: Tazia Smith Sent: Monday, May 22, 2017 11:17 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Classification: Confidential You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide. From: Richard Kahn [mailto: Sent: Monday, May 22, 2017 11:09 AM To: Tazia Smith Subject: Re: Rothschild [C] EFTA01430710 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 22, 2017, at 2:07 PM, Tazia Smith < > wrote: Classification: Confidential Hi Rich — Received. Reviewing. Be back From: Richard Kahn [mailto: Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you EFTA01430711 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Richard Kahn e > Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian e > Cc: Stewart Oldfield e > can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA EFTA01430712 EPA: ROTH - May 22, 5:35 PM GMT+2 27.58EUR0.12 (0.42%) thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01430713 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430714