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efta-efta01431078DOJ Data Set 10Correspondence

EFTA Document EFTA01431078

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DOJ Data Set 10
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efta-efta01431078
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EFTA Disclosure
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Subject: RE: Butterfly Trust [C] From: Zbynek Kozelsky Date: Thu, 11 Oct 20181! To: Stewart Oldfield ‹ > Kim Hart fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New Yor Tel. +1 Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. EFTA01431078 From: Stewart Oldfield Sent: Thursday, October 11, 2018 3:32 PM To: Liam Osullivan Cc: Martin Zeman Zbynek Kozelsky ; Ian Salters < MI >; Bradley Gillin Richard Iarossi Subject: RE: Butterfly Trust [C] Thank you. Who needs to sign off on next steps? We have the account docs and a current KYC, so would like to open as soon as we can. I appreciate everyone's help on this From: Liam Osullivan Sent: Thursday, October 11, 2018 3:31 PM To: Stewart Oldfield Cc: Martin Zeman >; Zbynek Kozelsky ; Ian Salters Subject: Butterfly Trust [C] Classification: Confidential I discussed the below with Ziggy, Ian and Martin. We propose that the Butterfly Trust is opened with the KCP team. We will open the account under the N4G prefix. We will request a new CA number for Martin Zeman that will be used to separate Butterfly Trust from accounts that have signed KCP packages on file. Martin will sign a quarterly attestation that the account is not being offered KCP products. Kind regards, Liam O'Sullivan {https://brandportal.intranet.db.com/img/modules/logo.gif} EFTA01431079 Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01431080

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