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efta-efta01431078DOJ Data Set 10CorrespondenceEFTA Document EFTA01431078
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Butterfly Trust [C]
From: Zbynek Kozelsky
Date: Thu, 11 Oct 20181!
To: Stewart Oldfield ‹
>
Kim Hart
fcid:[email protected]
Zbynek "Ziggy" Kozelsky
Director I Branch Administrative Manager
Investment Solutions Group US & Latin America
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New Yor
Tel. +1
Email:
All trade execution information contained herein is being provided as an
accommodation at your request in advance of your receipt of the official
trade confirmation(s). Additional trade detail information available upon
request. The terms of the trade(s) may be subject to change prior to
settlement, and therefore the official trade confirmation(s) and account
statements issued by Deutsche Bank shall govern. Deutsche Bank is not
responsible for any discrepancy between the informal execution report and
the official trade confirmation(s) or account statements.
This email may contain confidential and/or privileged information. If you
are not the intended recipient (or have received this email in error),
please notify the sender immediately and delete the email from your
computer. Any unauthorized copying, disclosure or distribution of the
material in this email is prohibited.
EFTA01431078
From: Stewart Oldfield
Sent: Thursday, October 11, 2018 3:32 PM
To: Liam Osullivan
Cc: Martin Zeman
Zbynek Kozelsky
; Ian Salters <
MI
>; Bradley Gillin
Richard Iarossi
Subject: RE: Butterfly Trust [C]
Thank you. Who needs to sign off on next steps? We have the account docs
and a current KYC, so would like to open as soon as we can. I appreciate
everyone's help on this
From: Liam Osullivan
Sent: Thursday, October 11, 2018 3:31 PM
To: Stewart Oldfield
Cc: Martin Zeman
>; Zbynek Kozelsky
; Ian Salters
Subject: Butterfly Trust [C]
Classification: Confidential
I discussed the below with Ziggy, Ian and Martin.
We propose that the Butterfly Trust is opened with the KCP team. We will
open the account under the N4G prefix. We will request a new CA number for
Martin Zeman that will be used to separate Butterfly Trust from accounts
that have signed KCP packages on file. Martin will sign a quarterly
attestation that the account is not being offered KCP products.
Kind regards,
Liam O'Sullivan
{https://brandportal.intranet.db.com/img/modules/logo.gif}
EFTA01431079
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01431080
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