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efta-efta01431305DOJ Data Set 10Correspondence

EFTA Document EFTA01431305

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EFTA Disclosure
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EFTA01431305 EFTA01431306 EFTA01431307 EFTA01431308 EFTA01431309 EFTA01431310 EFTA01431311 EFTA01431312 EFTA01431313 EFTA01431314 EFTA01431315 EFTA01431316 DEUTSCHE BANK Fax 4108955135 Sep 24 2013 09:2Ta[n P001 Deutsche Bank Private Wealth Management Trust Authorization Account IVlana9ed by Deutsche Bank Securities Inc. or Affiliate TTie Haze Trust Account Nurriber: jV4 G (D Z4 ^43 In consideration of Deutsche Bank Securities inc, (referred to herein as "DBSI") niginfalning an account and providing brokerage eervifiss for the above-named Trust ("Trust"), the undersigned hereby represent and warrant that; 1. The undBrsigned are all of the Trusteee of the above-named Trust created by a trust instrumont dated arid duly executed pursuant to the tawa of the state of ^ 2- Under the terms of the TnJSt Instruiriant ANY ONE of the undersigned Trustees is authorized and empowered on behalf of tfw Trust: ^ (the 'Trust Instrument"). (DELETE ANY INAPPLICABLE TRUST POWERS) (a) To open, maintain and close a broferage account and to employ brokers, custodians and other agents; (b) To sell or exchange any of the Trust assets; (c) To invest and reinvest Trust assets in real or pereonal property, inefudirig but not limited to: (i) foreigrtar^d domestic corporate obligations and securities of every kind, investment trusts, government obligations and commodities and currencies; and (ii) any derivative Instruments of any kind (including, vi/ithout limitation, options, forwards, and swaps), pertaining to, or providing investment exposure vvith respect to, any of the foregoing, whether relating to a specific security, debt instrument, commodity or currency, or relating to a basket or index comprised of, or based on changes In the level of prices, rates or value? of, gpy group or combination thereof; Id) To hold securities or other property ewned by the Trust in the Trustes'S own name or in the name of Trustee's nominee or custodian; (e) To exercise all the rights of an absolute owner over securities in the Trust account including but not limited to, the power tq vote stock, to sell or exercise stock subscription or conversion rights and to transfer title to said ?epuritieS; (f) To borrow money or to make any contract the effect of which is to borrow money and to secure such obligations EFTA01431317 by mortgage? of other Hens upon any Trust property; (g) To appoint a third party (including but not limited to a/any DBS! employee!?)) to exercise discretion in connection with the purchase and/or ?ala of aeourltias on behalf of the Trust; and (h) To exercise ail duties, rights and powers, to execute el) documents and to take al) actions necessary or appropriate to perform the powers enumerated above, 3 ElSJUiylERAT.g&/ABSI^Ei Dautsctifi Bank Securities Inc., a SiibSidiSry of Deutsche Bank AG, conducts investment tanking and securities ectivitics in the United States. 09.PWM-0661 COM 2 (0S/11) TRST 006432.051811 DEUTSCHE BANK Fax 4108955135 Sep 24 2013 09:28am P002 4. The undersigned will provide DBSl with any requested documents relating to the Trust. 5. The undersigned will comply with all reetrictions upon their powers as Trustees as stated in the Trust Instrument, including obtaining all required consents or authorizations. 6, The undersigned will notify DBSl promptly In writing of any events or amendments to the Trust Instrument which alter or in any affect the accuracy or truth of the representations set forth In this Authorization, DBS! may rely upon this Authorization as continuing in full effect unless and until it receives written notice fmm the undersigned of any changes. The undersigned jointly and severally agree to indemnify and hold harmless DBSl. its employees and agents, from and against any and all liabilities, judgments, ddims, settlements, losses, damages, obligations and expenses, including reasonable fees of counsel, arising from or related to any representations in this agreement or any acts or omissions concerning the Trust by any of the Trustees. Very truly yours, k t^yk(" fX dri 03 EFTA01431318 n signature: Signature: Print Name; Print Name: Address: Address; Date; Date: 09-fWMA)661 COM 2 (05/11) TRST 006432.051811 Sep 24 2013 09:28am P003/013 Fax 4108955135 DEUTSCHE BANK 0 ACOEFFANCi: OF5UOmsiS;QR is tk Haw 'tmU ciwtisl IK»si!ant:to.AmA F<toa;Ey bietweicii E. jEjjaeiB* as CjiarttoiTjMd ATlisst Ag)[^<;AiEA lAAlESEASf Epstem* TmsteA ofjjjuraosm to tht po>visions of Article FIFTH* psrsAph, of the trwsi AAtkmewt, Aignatcia Diurett K. Iii8yk, to actftsTrtfltteoftheTrtfst; NQW» ISERIWW, the todmigned froby acAepiS, Bs appoimmwiAas Tnjstee ami sgijses to be b000d by dl ibft terms conditions pfihc fnist >Areeniem, cEfetiUve from end ate the date tlMeof. Dated as dfr May S* 2007 Dantii3ClBdyfce DEUTSCHE BANK Fax Sep 24 2013 09:28am P004/013 imHAMTOIMr 1» The Haw Trust (ihcTiA*')W crefitKi undet a mist agrecmAtdatiyA Fclimaty 9,1999 DeWen Jcfficy E its Chmtor. wd Jeffrey t Epstein, as Tnistce (the "TjrtiSLAAtWjllCftF*). 2. PafSuaCitU>Apj0VjsiAafAiti;CtfeFl3FTH,paragrA(a;),ofthtiTnJSt 3 AgniAio,.Ae TruiA is authpiA -to <fesigtmte pf»e siidiiionftT Thjstees. of ( iha fAigftflrihws in 3. )Aty E m 'TfliSttt, hcfAfhy tfesAtgoales t>3mftn K. kdyfie, to asa EFTA01431319 as Trpsiw of tlw dfe"ve ftoto aft^ Ih* date kv^1 bated as Of: MAy 8,2(to Sep 24 2013 09:28am P005/013 Fax DEUTSCHE BANK Ur 10 Tk.MaioToist fOU'tJfOtW IS HOfflnCIM om hititT 'fllj'IJ'CljOltV tJ iTQC^tSlIVT jntrmiY c. Sai ^ttluor, lip JcrrKliX £>- cP&rciN, ^ In^stec. V 1S91 , between ■ . ■ pgS1' ("' ThfrGWt^ hfcfiifey tljeTnisloe liis pitjp8E^y <!tscttbcd mifl Sciieidulg A enn&yed fi^ft. w fee HuiAposed of As^eezncM, (f>) Hifl siiaa main mvh ptiopertyi 3K TRtjST, fer tfae gjTQ p^ffl^partoraUcf ihcfeicdnwafiUsiJi^ Siinia firom oraijy p»rt <<f a!t of ihii; principal of tjie T>wst as flie Tmstee, to his dtotttka^ Ttoic: ^ lto)C itetcnfitocs fbi: any reason whs^Qcvet iOi tor* on b^^aif of (be QrpnttMi. income no(;5*> pid sM anmoHy p adt!^ to Ibe ^i)0a the pf ^ tjiaator* kj. d%ose. of tte itajainmg income end pttoi^ of ^ 1^v Hfilndtog proper^ received by the T!^ ,m i »*l£ of the Gtahto's dcitb to estato of toe Gran^. 'TmtM'aa In eKCmising any discretitHi (hs TmsleCr may, but sW not fee repaired to, eon^idet and occe^ M ai^ ^temedt which be believes to be mHabto made by any pason, toctodiqg ft peii?bft to Way to Which chC' disoretioii is excicbed, IJK irustse,. ui exetvi^tog ai^ aissmip^ to. titoi nnaer any proyiston of this A^emtoJ^ shall m bt tti^rad to mice into aoconnt any oUier resouw of Sep 24 2013 09:28am P006/013 Fax DEUTSCHE BANK incoioe of of princit)al to (b<< pof&on to whom a distEtbuUon Is imdcr cojisidwatloii. wm In extension ind not in timi'iadon of authority Whkh the, Trustee would odicrwise hive b law Or pursuiitt to the other provisions of this Afiiwmenir the tirthtor directs that ttie iWlfifc haw the /oUOAviHg disoetiohary pownts: (a) to retain for as iong a period of dme as he may ^oaidtr ad-visabls: or prtqicr any prqperqf of my Vind which my at any time he in his bands. EFTA01431320 ^ ^ Cb) To sell M pubUtlffjBSVate safe of lo exchange any property^1MSinBay at any time be ht hls haiXb, wktm to su^ <sm, on any mom be may ^ consider advisable or proper, inqinding terms mvolving an Hctcosion of credit for $ay . . , perial erf lime and wi* Pr ivltboui secure ' . . : fo) Tobuy> sell, contraa to b?uy, contract'io short*' buyen . exchange, chgafe' in risk afoittago timisftctiQns widi fospect fo,.no(i.ii^ in • . stocla {comipon or -bonds, dofos,'^obllgajitms (secufodjor iflisecmed), t sec^htKs of companies and QoinitmWtrust semirides i(bsued m- to be issued), conunodides, foCBies, - options, executo):y contracts for the ^kdtoM or iak Of securities and commodities, mortgages^ and other proper^, real or pti:o)nal, of any Vmdv wbet^ similar or -dtssimilaf to foat specifkidly Wnera^ and imetmts in ^ of the foregoing, widiout being bmd by ai^ proviripn of law restricting .ittvestmente by Wees, and wdtot legvi to my princjiplcs of divqrri^datirin, (d) To pwchsse, sirfl w.excfCiSft cortversioti, sibscriptiiSi aiid other tigha, ai^ werranis, puia, calls. Straddles^ and other options, to mike payments fo cOfmecdoji thsitffi^ and to seH naJeed opifonsj wbethcr caUs, or puts, and to deal la other Fmanctal tosltwncDfs. * (c) To make any autolwi transaeiioii for cash or on credit or piitjy for carii and pirtfy on credit, wifo or Without security, or parify or wholly With bonowEd funds. (0 To bpiTow mole^ for at^,jHtrpose. and to pkdgc or mortgage property as settiriiy tor inoney borrowed or for other tiansacdoas. 2 DEUTSCHE BANK Fax Sep 24 2013 09:28am POOT/013 (g) iii Teorgmations, consclofatioitt^ mcr^s, 1^uidatiops* or othitf capital adjusmeiffi afttcting securities heid by w (h) To ^ tti^cTtst ^ ii> invest in and to become a ni^ber of, ^ partnership or joint venmte, to con^y with oU the t^s and proVb^ns of eveiy partisrsb^^ jCto vtt^ rdatlng toany invescmm it any iimc tidd- by tmtit and to vote, execute cousents, eWTcise alt rights take mher actiofl yith respect ;m any partjiei^ or jditt venJute as he, in hii disottioD* deans adrisabte, . ■ (i) To iriYcat irt Or oilttiwise aajuire aay ptoperty, teat or pereot^l, of any kind, without limfeatimi. witbom being bmind by any piovkioii of law EFTA01431321 restricting investtntnts by jtrusta®, inClijdilig but not felted to common and Socks- secured and. uosecuced obligariotb, tmthul and common: other securitks* mortgages, and Interests and oprions, in ai^ of the togoing.. . , ■ 0) . To twnnit fimds to lemain tmlnvcstedli and to. iteain t&r *n unlinnicd periwl of tiqte and to tod trtam property whrch.e nprpiw&jciive ineq^ „ > Ibh(^sGCuritte£httbs Qimes pf:noio£im orteate^hfotmastO pa$s.b^ . , defiveiy apd to remove properly to, or ftt>m ahy jurisdiedon, (I) To em^ attorneys, acooumtots^ tnvestqKUt advisers^ securi^ analysts, bfOk^v agtotsi derici, boddtccpets, stciwgo")bers and assistants, and to pay the fait amt rcaspnah^ vahie of their services, and in cotoecrion with this po^ a Trustee who \$ to toomqy, to itcctemW or a broker or aiiy fim of n^tdimeys, amninitots - dr broitec^ of whidi a Trustee te a partner or einifli^ may be retained on bcfetlf the Tim bcrmider tod cotnpensared fm* ^erviPC^ , (m) To tend money or proper^ to any psistm, coipoiatkm, paitfiership, temte. Trust or otter entity. , (h) To distribute incite ur principal m cash or k kkd or partly in oach. Such distributlsMis may te made to toy trustee, beaefteiary or teend^fiaan with properiy that Is like or different ftmu the property u$ed to maVe any mto distribution to any other tmtee, beneficiary dr remaimterte^. (o) toteWrilotpartofteefuopcnyteldtertimdcTmcommtok^estiteks or ftinds- 3 DEUTSCHE BANK Fax Sep 24 2013 09:28am P008/013 (p) Tt> repair, aiffif at^d improve my m\ prt^rty which lie may hdid or in which may hold an haerest or n to. otct or deoioiish hyiifelii^s . Jhfctton; to enter into leases Ibr such ital prt^jeity or any part thwot or ^ imerwt or partki^EigliiM therein for »oy period of time; to mbr^i^ such »al prtjpedy or any paft , thereof wy indcttsE of jaititipatiw tecin for apy period of ihne; to gwm options with rc3p«"- to rest property, rt»rtgalcS and leases or «iy tneete^ ttr .partte^atjon thenein for ^ period of time; to perform* modify, waive provisions of, extendi, renew, tenotnate or otherwise ,ict is respect of any soqb teases, inort£ales m options; to caast r aiih real^ptny or ^ inierest ofpirtfcipafion thecem or any—psirt thereof and Wmteff 10 be insured neatest any and all risks; ; ip rotate an or ifcms for any of EFTA01431322 the ibitsotog purposes; Sttt'todo or omit to do anythteg of fchtd or nature with respect to ahy such real i»ppeity pan thereof or-aoy ioesrest'or option with ce"pect feo and riic manageteent tteoir whteh he te his tfiacredon conahter aidvisablcL wh"c DFiffit suchactoToraMon is hcretesboveieci"oaily mentboed-, without being .htamd by restrtetions vwhidi might (rfterwi* be applicabte and' without tmirt af"mwal. (ij) to det"tee„ ir. cist of rwspnstbte tteabt (oi Ui pan, any ptQpmy cotteng into his hiteda constlmtes terame prtefdi". and whether any paynasit or expcndtewc made by hha riiall be dmrged to incoaie or to principal (r) To ttiwijme of wm'oHie to. be an (Sfeir, director or enq>toyee of any ' coiporatipn, stock of whieh:ntty be owrad by toe "nctorla estate or the Trtist created hereunder awt is "udb ofirccr, director or empteyee to receive a salary, bonus or otter coEupehsation id teaaonabte amotik tor rervtees rendered to said cozpOndipn, fs) To delicigalfc b any one of ^ Tnistecs any nondiscictiaiwy power, tectedfog bm m to toe power, singly Or with othere, to sign cheidcs, witototovto slips, iiismiciions for toe rece" or deliycTy of securities or other property, testtuctbds for top .payteent or receipt of money, and toe power, singly or with otters, to hav" access to aiy safe deposit box or other place where property of the Trust ctcitiHl purspant to this Agreetpent is deposited."' (t) To ktQsfer ai9' ,pjnperty"*" he may at my tone hold to any jurisdiction which te deems advisable. 4 POM'Trl DEUTSCHE BANK Fax Sep 24 2013 09:29am P009/013 The Trustee cowinue lo have all the powers herein vested in hsn ' uittil the fmdi distritsuloh of all property in bi$ hands- The GtMitorSctiiofe snS-"wer* the Tiaitw 10 sell to contmoe Or A.' to licitiidatej w whole or in part, the Trust's M partnersh". iudivldufll rrictfiiship or other business* inibjeci. however, tO the provistens of any jtoddipitfea' Agteemcat.r?r other Agrttfoeht with lOspeci to ageh- behyss wMch may EFTA01431323 be )Q force. Any sudb Bate tt»y be at a pri" and on tons oc conditions whfch the Trustee m good Mfh ctoldbr? fbir and advisable. Aoy sale inay be made to any one or tnorc of the Grantot"s busineas associates., any one or moit employees of any , business in tfac Grantor may be engaged, and m one ot itiore of the :Gramor'S relatives, even ibou" bustuess associates, employees and-itlaiives, or any"f ifeaniv miy be a Timtee uottef iJjia A"regnent. The Grantor forthcr iuthort2es iffld en"wers the Tnisteft to acquire and to conduct any business: of any idnd, ot aiiy imciest in any such busiiKss, in jMiftaerahJp. indivldiial, corporate or and to continue such ■ busuiess or tnh" tocin as tong as he may consider it advilalt* and to enter into contracts, niakfi expenditures $nd do ell odiet which he rUKaid as necu"ary or pr"j per in connection with die ae"n"n and conduct: of svdi bushier or iittere" ibetein. Such authoiiiy and power may be ejttrcwcd ntswithstending the paitidipatioa of one ot mope ,pf &ifi Tnisto business in; his individual capacity. The acquisition and conduct .of such busitos or interest thctoi shali, be at the risk of flib Trust acqiririfig qr conducting such business or interest thtoin, and the Orator hereby exonerates, the Tftistte irem any .petiQaal loss or liabiHty which he might otherwi" "cuf by reason of the acquisition ot candut" of sstch business ot interest th"in. Thd authority gcanted to the Tfustee pursuant to this article sbali ^ in addition; fo and nut in ardterion of the powers grafted to him els"hete in this Agreement The Grantor cnaiccs the fcnpwjag provisions Wiih:respeoi to iht Trastec: 5 •wnvi DEUTSCHE BANK Fax Sep 24 2013 09:29am P010/013 (a) % M tetsccft m m one Of mote a"snaf W teiinaifcMis "slf ht iJi ^ by Sbe mtoiteeof ^ quHOftslto of tfe pc?" Ww*edv (b). ' M ai" k wromeaWof"te te".sicsigami wjfe> bss to ite"Wls a\"fc to ssa, )E5?FREir A. SESW1S or m> mpst"T is itppokited to."icce" Any Tfti" may re^ ijy givtog notice to take efJfcct on ^ date EFTA01431324 («) -Vi*iV"-A^omv"iWiS (d5 A Tjcusfte rtmy resign gdaHfy qdly by a wiitton Intomcut mailed or Mvto to tbo Oitor or a 'totec tei aciikg. ije) Sd Ik"tee at aettog tounder sbSU be required to ^ye any bond, undertalc", or ote security for Uie faifofoi perfoisnaiiw of bis tlotfes tow jurisdio" or be fot me acta or omtons of any:odier Tmstoe; ■ (0 re"mnee bento to ttelnmecjMtotWft survivors, 5»cb" addittoito TfosfoW- ' mmi W ®tber persc" wife tbc cef»seat of the Ttoec, sM liavft foe tight to ito to fjw Ttoit tetiate by win oi: ofotfcwi"t by toiBsfortin" to foe Ili" aMtitmal real or jjersonai pit$e%. S Ibfi Ttaatoe herfoy accepts foe Trua sjsd -agree to execute fo the best of his abiJjty- ^ Grantor retains the. at w time or ites daring hfe lift to revqfae, ifi whqlc or to. pan, dto toe Tnist created bereueder and to mreive a oiritfo etaift iDCjqBre and prtoctooi A IJje "tootor retains me dgjto ai (u" ^ or tones dnrtog his life to amend fois Agreement iind.foe treated hcreoBdcf. 6 tmiA DEUTSCHE BANK Fax Sep 24 2013 09:29am P011/013 Gmo" wy Wlceof W tbuTnist •k^rwjndcr ^ ^ wtftteiii ftnd'#kW"" ligbt «64 of tn" TVmjMbeaperaofri snrf iR»y Rottwexd"" oiiils1K"^b" My gusimJiaju coii^ator* coHWrtjtfe m . Siitfe etoijyx' a"t»r shall hec" Irrcvoc^c and unamcodablc' bpoft thf" dedtk M mm. this A^rweat ati4: ^ tn" )mhy $bid] b& constiued and replatcd l:fy dit iawj of the $Cite of flicw York. This Agteowtritt dud (hotljnst creatrf bmodier be referred to aS'to HMtbst. * ' WHEsfeOF. tfe UiwtefSigMd Save exeewtfid m Agreement as of ifje day and ytfjir, tat abovb wrSttciL raSe"i0wSiN. Tataffie ,'y 10117,t DEUTSCHE BANK EFTA01431325 Fax Sep 24 2013 09:29am P012/013 m"mMA Si8:00 Sep 24 2013 09:29aiii P019/019 Fax DEUTSCHE BANK STATE OF kf ) OjmJtY OF H ) : m/. . ■ Oa-tfc f . ra-f pigiiOBBilyiHmiBFfSByE BPSTTOJ, town KM^ to be £tis tiidivitme) ifescriW in ind -to executed the ftregbing iatoaieM, to <te)y sckBowledgoj so me a<4 k teteuW the +• fetfl^ySS ! ). 9 4ony,j EFTA01431326

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