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efta-efta01431337DOJ Data Set 10Correspondence

EFTA Document EFTA01431337

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DOJ Data Set 10
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efta-efta01431337
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Subject: Fwd: Butterfly brokers e [C] From: Stewart Oldfield Date: Wed, 31 Oct 2018 11:45:12 -0400 To: Alan Brody I will step out and call you. What's your number? Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Richard Kahn < > Date: October 31, 2018 at 11:38:11 AM EDT To: Liam Osullivan Cc: Stewart Oldfield Subject: Re: Butterfly brokerage [C] any update on timing for this account to be opened? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cell EFTA01431337 On Oct 26, 2018, at 10:43 AM, Liam Osullivan wrote: Classification: Confidential Richard, I am working with the account opening group and will let you know if they need anything additional. Thank you, Liam From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 10:34 AM To: Stewart Oldfield Cc: Liam Osullivan Subject: Re: Butter y ro erage Liam please advise what is needed as we would like account opened asap thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Oct 25, 2018, at 3:48 PM, Stewart Oldfield ‹ > wrote: Rich, EFTA01431338 Sorry for the delay here. This account will be traded by the KCP team that trades all of your other accounts. The account opening is now in Liam's very capable hands. He will reach out if he needs anything else, but I think you provided the last of the things we didn't have last week. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01431339 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01431340

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