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efta-efta01431337DOJ Data Set 10CorrespondenceEFTA Document EFTA01431337
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Subject: Fwd: Butterfly brokers e [C]
From: Stewart Oldfield
Date: Wed, 31 Oct 2018 11:45:12 -0400
To: Alan Brody
I will step out and call you. What's your number?
Stewart Oldfield, CFA, CAIA
Director
Deutsche
Deutsche
345 Park
Tel.
Mobil
Email
Bank Trust Company Americas
Bank Wealth Management
Avenue. New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
Begin forwarded message:
From: Richard Kahn <
>
Date: October 31, 2018 at 11:38:11 AM EDT
To: Liam Osullivan
Cc: Stewart Oldfield
Subject: Re: Butterfly brokerage [C]
any update on timing for this account to be opened? please advise
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New
tel
fax
cell
EFTA01431337
On Oct 26, 2018, at 10:43 AM, Liam Osullivan
wrote:
Classification: Confidential
Richard,
I am working with the account opening group and will let you know if they
need anything additional.
Thank you,
Liam
From: Richard Kahn [mailto:
Sent: Friday, October 26, 2018 10:34 AM
To: Stewart Oldfield
Cc: Liam Osullivan
Subject: Re: Butter y ro erage
Liam please advise what is needed as we would like account opened asap
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cel
On Oct 25, 2018, at 3:48 PM, Stewart Oldfield ‹
>
wrote:
Rich,
EFTA01431338
Sorry for the delay here. This account will be traded by the KCP team that
trades all of your other accounts. The account opening is now in Liam's
very capable hands. He will reach out if he needs anything else, but I
think you provided the last of the things we didn't have last week.
Thanks
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobil
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01431339
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01431340
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