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efta-efta01431631DOJ Data Set 10CorrespondenceEFTA Document EFTA01431631
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Account Values 2019 [C]
From: Liam Osullivan
Date: Tue, 16 Jul 2019 17:06:03 -0400
To: Stewart Oldfield ‹
>
Classification: Confidential
Kind regards,
Liam O'Sullivan
{https://brandportal.intranet.db.com/img/modules/logogrey.gif}
Liam O'Sullivan
Investments & Trading I Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
60 Wall Street, New York, NY 10005, USA
Tel.
Mobil
Email
Visit us: http://deutschewealth.com.
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IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule 4512(c)(3), and are capable of evaluating the investment
benefits and risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be executed unless you
are a client of Deutsche Bank and of the Institutional Wealth Partners group
(IWP).
EFTA01431631
Material herein regarding IWP products, investment ideas and solutions is
for discussion purposes only. While brokerage services offered through the
IWP Americas desk may include investment recommendations and brokerage
advice, IWP does not provide investment management or investment advisory
services, and private market opportunities and other products and services
available through IWP are offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your
information and for discussion purposes only, and does not create any
legally binding obligation. Reproduction or distribution of any material
herein without our written consent is strictly forbidden.
EFTA01431632
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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