EFTA Document EFTA01432081

Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I] From: Kimberly Hart Date: Wed, 10 Jul 2019 20:57:54 -0400 To: Brigid Macias Daphne Cales Cc: Stewart Oldfield Classification: Confidential To whom do we need to escalate? {https://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gif} Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Brigid Macias Sent: Tuesday, July 09, 2019 8:26 AM To: Kimberly Hart >; Daphne Cales e > Cc: Stewart Oldfield Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I] EFTA01432081 Good Morning, Butterfly and JE will be closed today. The other accounts have been closed since May, but are still showing active in DB Force. PWM Production support is aware of the issue and is working to have this fixed in the system. Kind regards, Brigid Macias fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, July 09 To: Daphne Cales Cc: Stewart Oldfield Subject: RE: URGENT!!! 2019 8:10 AM ; Brigid Macias Need to close accounts ASAP - please prioritize today EFTA01432082 [C] [I] Importance: High Classification: Confidential The below accounts are still open. How do we get these closed today? They are all $0 balance. DB Account Name Product Family Product Name - BUTTERFLY TRUST Global Deposits Money Market Business Account - DARREN K. INDYKE PLLC Global Deposits Deposit Transactions - JEFFREY EPSTEIN Global Deposits NOW and SuperNOW Accounts - GRATITUDE AMERICA, LTD Global Deposits Money Market Business Account EFTA01432083 - GRATITUDE AMERICA, LTD Global Deposits NOW and SuperNOW Accounts - HBRK ASSOCIATES, INC Global Deposits Deposit Transactions - JSC INTERIORS LLC Global Deposits Deposit Transactions - MORT, INC Global Deposits Deposit Transactions - THE 2007 JEFFREY E. EPSTEIN INSURANCE Global Deposits Deposit Transactions {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas EFTA01432084 Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Daphne Cales Sent: Monday, July 08, 2019 9:47 AM To: Kimberly Hart •ffi Subject: FW: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I] Classification: For internal use only FYI ... Kind regards, Daphne Cales fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA Email EFTA01432085 {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Zbynek Kozelsky Sent: Monday, July 08, 2019 9:40 AM To: Brigid Macias ›; Mary Murray Cc: Natalie Barak >; Stewart Oldfield >; Daphne Cales Need to close accounts ASAP - please prioritize today Subject: RE: URGENT!!! [C] [I] Classification: For internal use only The brokerage accounts are hard closed. Thanks {cid:[email protected]} Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon EFTA01432086 request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Zbynek Kozelsky Sent: Monday, July 08, 2019 9:02 AM To: Brigid Macias ›; Mary Murray Cc: Natalie Barak >; Stewart Oldfield >; Daphne Cales Need to close accounts ASAP - please prioritize today Subject: RE: URGENT!!! [C] [I] Classification: For internal use only These are IWP brokerage accounts — we already took care of that this morning. Thanks fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager EFTA01432087 Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Brigid Macias Sent: Monday, July 08, 2019 9:01 AM To: Mar Murra ; Zbynek Kozelsky Cc: Natalie Barak ; Stewart Oldfield ; Daphne Cales Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] Thank you. Kind regards, Brigid Macias EFTA01432088 fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Mary Murray Sent: Monday, July 08, 2019 9:00 AM To: Brigid Macias Cc: Natalie Barak Subject: RE: URGENT!!! [C] ; Zbynek Kozelsky ; Stewart Oldfield >; Daphne Cales ‹ > Need to close accounts ASAP - please prioritize today Brigid — Don is out today so I'll answer you after the close today. Thank you. From: Brigid Macias Sent: Monday, Jul 08, 2019 8:57 AM To: Mary Murray ; Donald Summer Cc: Natalie Barak ; Stewart Oldfield EFTA01432089 < >; Daphne Cales e > Subject: FW: URGENT!!! Need to close accounts ASAP - please prioritize today [C] FYI Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, July 08, 2019 8:55 AM To: Brigid Macias e > Subject: Fwd: URGENT!!! Need to close accounts ASAP - please prioritize today [C] EFTA01432090 Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Liam Osullivan e > Date: July 8, 2019 at 8:40:24 AM EDT To: Stewart Oldfield e > Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] Classification: Confidential Hello, EFTA01432091 The accounts are in Pending Close category. I have requested they are hard closed. Thanks Liam From: Stewart Oldfield Sent: Monday, July 08, 2019 8:34 AM To: Liam Osullivan ‹ > Subject: Fwd: URGENT!!! Need to close accounts ASAP - please prioritize today FYI. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email EFTA01432092 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Kimberly Hart ‹ > Date: July 8, 2019 at 7:33:19 AM EDT To: Stewart Oldfield Cc: Andrew Gallivan Daphne Cales Dawn Forbes Subject: URGENT!!! Need to close accounts ASAP - please prioritize today Classification: For internal use only The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system. - DARREN K. INDYKE PLLC - GRATITUDE AMERICA, LTD - GRATITUDE AMERICA, LTD - HBRK ASSOCIATES, INC - HYPERION AIR, LLC - JSC INTERIORS LLC EFTA01432093 - LSJE, LLC - MORT, INC - NEPTUNE, LLC - NES, LLC - PLAN D, LLC - THE 2007 JEFFREY E. EPSTEIN INSURANCE - ZORRO MANAGEMENT, LLC - ZORRO MANAGEMENT, LLC (HOUSE ACCOUNT) 2. $0 balance brokerage accounts that are still open. Please coordinate with Dawn Forbes to get these hard closed. - JEFFREY EPSTEIN - J EPSTEIN VIRGIN ISLANDS FOUNDATION - JEEPERS INC - SOUTHERN FINANCIAL LLC - SOUTHERN FINANCIAL LLC - SOUTHERN FINANCIAL LLC - SOUTHERN TRUST COMPANY INC EFTA01432094 - SOUTHERN TRUST COMPANY INC - SOUTHERN TRUST COMPANY INC - SOUTHERN TRUST COMPANY INC - THE HAZE TRUST UAD 02/09/99 JEFFREY 3. Deposit accounts with residual balances. Please distribute balances and close accounts today. - BUTTERFLY TRUST Global Deposits Money Market Business Account 1/24/2014 21.72 - JEFFREY EPSTEIN Global Deposits NOW and SuperNOW Accounts 3/8/2016 12.05 Please confirm back to me once completed. Thanks in advance. Kim EFTA01432095 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. EFTA01432096