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efta-efta01432201DOJ Data Set 10Correspondence

EFTA Document EFTA01432201

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DOJ Data Set 10
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efta-efta01432201
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EFTA Disclosure
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Subject: FW: Trade Report 10/30/15 [C] From: Ariane Dwyer Date: Fri, 30 Oct 2015 10:40:18 -0400 To: Paul Morris Stewart Oldfield Cc: Vahe Stepanian Daniel Sabba Classification: Confidential Hi Paul, FYI on the below From: Ariane Dwyer Sent: Friday, October 30, 2015 10:39 AM To: Richard Kahn; Darren Indyke Cc: Daniel Sabba; Vahe Stepanian Subject: Trade Report 10/30/15 [C] Classification: Confidential Hi Darren and Rich, Today you executed the following, per your request. Bought: 5000 DIS @ $113.953 10,000 PFE @ $34.470 5,000 BMY @ $66.881 500 BA @ $148.016 5,000 UBSFY @ $5.970 400 TCEHY @ $18.878 EFTA01432201 Best, Ari From: Vahe Stepanian Sent: Friday, October 30, 2015 10:05 AM To: Richard Kahn Cc: Darren Indyke; Ariane Dwyer; Daniel Sabba Subject: RE: J Epstein Foundation stock orders [C] Classification: Confidential I also tried his cell phone, left a voicemail. From: Richard Kahn [mailto: Sent: Friday, October 30, 2015 10:03 AM To: Vahe Stepanian Cc: Darren Indyke; Ariane Dwyer; Daniel Sabba Subject: Re: J Epstein Foundation stock orders [C] please call his cell phone thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01432202 On Oct 30, 2015, at 10:00 AM, Vahe Stepanian e > wrote: Classification: Confidential Good Morning Rich — we've received the orders. I just tried calling Darren to confirm, but was unable to reach him. I will confirm once I've spoken to him — we cannot trade without his approval. Thank you, Vahe From: Richard Kahn [mailto: Sent: Friday, October 30, 2015 9:49 AM To: Vahe Stepanian; Ariane Dwyer Cc: Darren Indyke Subject: 3 Epstein Foundation stock orders can you please execute the following trades per attached sheet below this am please call darren for confirm on his cell phone thank you and please report back when completed EFTA01432203 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Subject: Message from KMBT_C253 Date: October 30, 2015 at 9:45:38 AM EDT To: Reply-To: EFTA01432204 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01432205

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