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efta-efta01432533DOJ Data Set 10Correspondence

EFTA Document EFTA01432533

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DOJ Data Set 10
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efta-efta01432533
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EFTA Disclosure
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Subject: RE: SFL after hours tradin [I] From: Zbynek Kozelsky Date: Tue, 31 Jan 2017 16:28:53 -0500 To: Vahe Stepanian Joshua Shoshan Cc: Donald Summer Stewart Oldfield Classification: For internal use only We are uploading the document, but if needed you can take the trade. Thanks fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. EFTA01432533 This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Vahe Stepanian Sent: Tuesday, January 31, 2017 3:38 PM To: Joshua Shoshan Cc: Zbynek Kozelsky; Donald Summer; Stewart Oldfield Subject: FW: SFL after hours trading [I] Classification: For internal use only Josh — we've received the attached after hours trading form from Southern Financial in need of your signature. Can you please sign and hand to Donald for upload to NetX? Thank you, Vahe From: Richard Kahn [mailto: Sent: Tuesday, January 31, 2017 3:36 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: SFL after hours trading attached is signed form please confirm receipt thank you EFTA01432534 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell Begin forwarded message: From: Date: January 31, 2017 at 3:32:46 PM EST To: CS 3051ci [00:17:c8:25:f3:53] EFTA01432535 EFTA01432536

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