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efta-efta01432843DOJ Data Set 10CorrespondenceEFTA Document EFTA01432843
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Subject: RE: trading capabilities
From: Stewart Oldfield <
›
Date: Tue, 25 Apr 2017 16:02:01 -0400
To: Richard Kahn
Cc: Vahe Stepanian
Generally I think we can just do listed options in your wealth management
brokerage accounts. We don't have investment banking/OTC capabilities for
you unless we can trade via long form confirmation. Copying Vahe who can
clarify.
Thanks
From: Richard Kahn [mailto:
Sent: Tuesday, April 25, 2017 3:48 PM
To: Stewart Oldfield
Subject: trading capabilities
are we able to do any of the following trades in our accounts
Trade fx forwards and options
CDS
Equity derivatives
If so would this be out of your Wealth Management group or Investment Bank?
please advise
thank you
EFTA01432843
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
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EFTA01432844
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