EFTA Document EFTA01433047

Subject: RE: JEE WT [C] From: Rowena Thomas Date: Wed, 28 Dec 2016 13:16:24 -0500 To: Richard Kahn < Cc: Marjorie Flash Stewart Oldfie Darren Indyke Bella Klein <b Classification: Confidential Hello, Please see below the wire reference information confirming that the wire request was processed. Message: {1:FOlSBOSGB2XAXXX1935030302}- {2:01031722161227SBOSUS3FAXXX26166146531612272222N}{4: :20:SCMS161227278721 :23B:CRED :32A:161228EUR5000, :338:EUR5000, :50K:/1050923 NJD1 DB ONSHORE CUSTODY NJAA WEALTH MANAGEMENT SERVICES 1200 CROWN COLONY DR QUINCY, MA 02169 :538:/BOSTEUR02 :57A:SOGEFRPPXXX :59: FR7630003037150005054672133 :71A:OUR :72:/INS/00050546721 /REC/6100 RED HOOK QUARTER B3 //ST THOMAS VI 00802 -}{5:{CHK:38F41C7CA263}} EFTA01433047 Thank You, Rowena Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, Jacksonville, FL 32256 USA Tel. +1 904 271-3817 Fax +1 Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not EFTA01433048 render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to casl.unsubscribe@list.db.com and type "unsubscribe" in the subject line. {https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} From: Richard Kahn [mailto: Sent: Wednesday, December 28, 2016 11:52 AM To: Rowena Thomas < Cc: Marjorie Flash Stewart Oldfield arren n y eiiiiisegifigilmiip; Bella Klein Subject: Re: JEE WT [C] please confirm wire was sent thank you Richard Kahn HBRK Associates Inc. EFTA01433049 On Dec 27, 2016, at 11:10 AM, Rowena Thomas <rowena.thomas@db.com> wrote: Classification: Confidential Will handle. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management Fax +1 Email r Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic EFTA01433050 communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to casl.unsubscribe@list.db.com and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn Sent: Tuesday, December 27, 2016 11:07 AM To: Rowena Thomas < Cc: Marjorie Flash Stewart Oldfield Darren Indyke ESNOMMEMMOMOM>; Bella Klein Subject: Re: JEE WT [C] ok attached is request please call darren indyke at to confirm thank you EFTA01433051 <image003.png> Richard Kahn HBRK Associates Inc. r On Dec 27, 2016, at 11:06 AM, Rowena Thomas <rowena.thomas@db.com> wrote: Classification: Confidential Hi Richard, I'm monitoring Marjorie's email. While she is on vacation please forward me your request. Thank You, Rowena Thomas <image001.gif> EFTA01433052 Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management Fax Emai Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to casl.unsubscribe@list.db.com and type "unsubscribe" in the subject line. <image002.gif> EFTA01433053 From: Richard Kahn [mailto: Sent: Tuesday, December 27, 2016 11:02 AM To: Marjorie Flash Cc: Stewart Oldfield •===; Bella Klein Subject: Fwd: JEE WT Darren Indyke i just called and received a voicemail that you will be out of the office please advise who can process attached euro wire thank you <image003.png> Richard Kahn HBRK Associates Inc. Begin forwarded message: EFTA01433054 From: Marjorie Flash ‘ffil~a> Subject: RE: JEE WT Date: October 28, 2016 at 3:00:17 PM EDT To: bellaklein > Cc: Darren Indyke <~>, Richard Kahn ‹ > Bella, Received and processing. Thanks. Kind Regards, Marjorie Flash I have relocated to Deutsche Bank office in Jacksonville FL, effective 1/4/16 my new office # is Marjorie Flash Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management EFTA01433055 Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to casl.unsubscribe@list.db.com and type "unsubscribe" in the subject line. From: bellaklein [mailto Sent: Friday, October 28, 2016 2:48 PM To: Marjorie Flash Cc: Darren Indyke; Richard Kahn Subject: JEE WT EFTA01433056 Marjorie, Please process the attached wire Thank you, Bella Tel: This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433057 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433058