EFTA Document EFTA01433171

EFTA01433171 EFTA01433172 EFTA01433173 EFTA01433174 EFTA01433175 EFTA01433176 EFTA01433177 EFTA01433178 EFTA01433179 EFTA01433180 EFTA01433181 EFTA01433182 EFTA01433183 EFTA01433184 EFTA01433185 EFTA01433186 EFTA01433187 EFTA01433188 EFTA01433189 From: Cynthia Rodriguez Subject: AG Preferred Deposit Accounts Date: February 1, 2017 at 4:46 PM To: Richard Kahn Cc: Stewart Oldfield Hi Rich; Vahe reached out to us regarding your request to open AG Preferred Deposit Accounts for the following entities: • The Haze Trust • Southern Financial; LLC • Southern Trust Company, inc Attached are the account opening documents for each entity. Please fee! free to reach out if you have any questions. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. at Deutsche Bank Wealth Management Business Deposit Account Openino ADi?tication Xhe.Haze.Tcust Account Title 02/09/1999 0/iic of Incurporaoon The Haze Trust... Entiiy/Company Name 13-7185414 Taxpayer ID Number (TIN) .6.100.Red.hLo.ok Quarter..B3 Mailing Address St, Thomas 0 Slate .008,02 EFTA01433190 City Zip _34037.5.2525. Business Telephone Number • • • Business Fax Number Other Numbor 6100.Sed.Ho.ok Quarter.B3. . . Legal Address (if different from mailing address) St, Thomas M802 State City Zip Client Relationship n Corporation K Foundation : Limited Liability Company (LLC) Attorney Escrow Account Landlord Master Escrow Partnership lJ Non-Profit Organization / Trust Estates Limited Liability Partnership (LLP) Private Wealth Premium"^'^ DBTCA Accounts Deutsche Bank AG NY Branch Accounts C Checking Account C; Checking with Interest K Money Market Deposit iT' DBTCA Certificate of Deposit / Deutsche Bank AG NY Preferred Banking Account Deutsche Bank AG NY Preferred Certificate of Deposit Promo term APY Teim lOBTCA deposit account mquiicd. along with a D6 AG Preforrod Terms and Corxiitions) APY Term I. j Cash Master Sweep Account Tngger Amount Target Amount Banking Services 13 Deluxe Checkbook Debit Cards—Business Debit Card ' " Name Only " Name and Address Duplicate Statement Style EFTA01433191 Colot Code Name Internet Banking Services D DB Private Wealth Online Plus Address u-i Link to existing online relationship: Zip Code State City WM)67245 015624.090815 Page I of 3 NAOSOD00022695-000180789 Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and your Account to any government agency or self-regulatory body on request, (2) is necessary or appropriate in connection with DeLitsche Bank's provision of services under this Agreement, or (3) is requested by a financial institution, financial intermediary, or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the infoi malion. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged EFTA01433192 to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), seiilor(s), beneficiar\ 1(ies), partner(s), etc., to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WM167245 015624,090816 P<tgo 2 of 3 Acceptance You understand that this application is subject to acceptance by DBTCA. Authorized Signei Authorized Signer ^irenJndyke Print Name Print Name Date EFTA01433193 For Bank Use Only Reviewed by: Signature Name ntle Dale Accepted by DBTCA; Signature Name Title Date Account numbers: DDA NOW MMDA CD/DBAG WM167245 015624.090816 W-9 Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Form (Rev. December 2014) Department of the Treasury Interna] Rever"ue Service 1 Name (as shown on your Income tax return). Name Is required on this line; do not leave this line blank. The Haze Trust 2 Business name/disregarded entity name, if different from above CO 0 0] Q. 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: D Indivldual/sole proprietor or Q C Corporation Q S Corporation Q Partnership 0 Trust/estate single-member U.0 r—1 Limited liability company. Enta* the tax classification (CsC corporatton, S"S corporation, P=partnershlp) ^ 4 Exemptions (codes apply only to certain entitles, not Individuals; see Instructions on page 3): Exempt payee code pi any) Exemption from FATCA reporting code pt any) to ccccunfs nwMtiifd cuKto* (M US J EFTA01433194 ll o 2 .E0 Note. For a single-member LLC that is disregarded, do not check LLC; che^ the appropriate box in the line above for the tax classification of the single-member owner. r—1 Other (see Instructions) a 0 5 Address (number, street, and apt. or suite no.) 6100 Red Hook Quarter B3 Requester's name and address (optional) •5 0 m 6 City, state, and ZIP code 0) CO St, Thomas 0 ,00802 7 List account number(s) here (optional) Taxpayer Identification Number (TIN) Parti Social security number Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to avoid backup withholding. For individuals, this is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part 1 instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to gets TIN on page 3. or Employer Identification number Note. If the account is in more than one name, see the instructions for line 1 and the chart on page 4 for guidelines on whose number to enter. 1 3 7 1 8 5 4 1 4 Part 11 Certification Under penalties of perjury, I certify that: 1. The number shown on this form Is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. I am not subject to backup withholding because; (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report ail interest or dividends, or (c) the IRS has notified me that I am EFTA01433195 no longer subject to backup withholding; and 3. I am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate tr"sactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonmer" generally, payments other than Interested dividen<ft. you are not requiradto,si§rnTie certification, but you must provide your correct TIN. See the instructions on page 3. / \ d property, cancellation of debt, cooinboTiohs to an individual retirement arrangement (IRA), and Signature of / U.S. person \ 3 sign Here Date" /Term 1096 (home mortgage Interest), 1098-E (student loan interest], 1098-1 (tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property) Use Form W-9 only If you are a U.S. person (including a resident alien), to provide your correct TIN. If you do not rstum Form tV-9 fo (he requester with a TIN. you might be sut"ect to backup withholding. See What is backup withholding? on page 2. By signing the filled-out form, you: 1. Certify that the TIN you are giving Is correct (or you are waiting for a number to be Issued). 2. Certify ^at you are not subject to backup vrithholding. or 3. Claim exemption from backup withholding If you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business Is not subject to the withholding tax on foreign partners' share of effectively connected Income, and 4. Certify that FATCA code(s] entered on this form (if any) indicating that you are exempt from the FATCA reporting, is correct. See What is FATCA reporting? on page 2 for further information. General Instructions Section references are to the Internal Revenue Code unless othen^se noted. Future developments. Information about developments affecting FotTnilW9^ch as legislation enacted after we release It) is at wwwJrs.gov/N/9. Purpose of Form EFTA01433196 An individual or entity (Form W-9 requested who is required to tile an information return with the IRS must obtain your correct taxpayer identifleadon number (TIN) which may be your social security number (SSN), indnridual taxpayer kfentifleation number (ITIN), adoption taxpayer identificalion number (ATIN), or employer identification number (EIN), to report on an information return the amount paid to you, or other amount reportable on an Information return. Examples of informallort returns include, but are not limited to, the following: • Form 1099-INT (interest earned or paid) • Form 1099-DIV (dividends. Including those from stocks or mutual funds) • Form 1099-MISC (various types of income, prizes, awards, or gross proceeds) • Form 1099-8 (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099-K (merchant card and third party network transactions) Form W-9 (Rev. 12-2014) Cat. No. 10231X Deutsche Bank Wealth Management Signature Card Deutsche Bank Trust Company Americas The Haze Trust Accoum Holder Title Individual Account Number ^ ' Limited Liability Corporation W- Other trust ITF/POD/ATF' Corporate Number of Signatures Required: 1 Joint, with Rights Joint. Tenants of Survivorship Partnership Darren Indyke Flint Name Signature Signature Print Name Signature Prim Name Signoture Prim Namo Approved Power of Attorney Dale EFTA01433197 Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions Date of Power of Attorney lllllillllllllllllllllli NAOSOD00022695-000180791 WM167290 006678.010816 Deutsche Bank Wealth Management Business Deposit Account Opening Application Account Title 02/25/2013 ❑iile of Incurpuratiun _Southei-n,aaandal_LLG. Entily/Company Name 66-079.9192 Taxpayer ID Numher {TIN) St.Thomas 0_0.802 ^.1.000Red.hlOoleQuarter-B3 Mailing Address City Stalo Zip Business Fax Number Business Telephone Number Other Number Legal Address {if different from mailing address) City State Zip Client Relationship K Corporation K Foundation Limited Liability Company (LLC) Attorney Escrow Account Partnership Landlord Master Escrow K Non-Profit Organization Limited Liability Partnership (LLP) Trust .' Estates Private Wealth Premium" DBTCA Accounts Deutsche Bank AG NY Branch Accounts K Checking Account 0 Checking with Interest K Money Market Deposit K DBTCA Certificate of Deposit EFTA01433198 / Deutsche Bank AG NY Preferred Banking Account Deutsche Bank AG NY Preferred Certificate of Deposit APY Torm Promo term (DBTCA doposil account required, along with a DB AG Preferred Terms and Conditions) APY Term n Cash Master Sweep Account Target Amount Trigger Amount Banking Services K Deluxe Checkbook Debit Cards—Business Debit Card Name Only ' Name and Address Duplicate Statement Color Style Code Name Internet Banking Services K DB Private Wealth Online Plus Address D Link to existing online relationship: Zip Code City State WM167245 015624.090816 Pago 1 of 3 Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify and record information that identifies each peison who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passpoi i or other photo identification (individuals). Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and your Account to any government agency or self-regulatory body on request, (2) is necessary or appropriate in connection with Detiische Bank's provision of services under this EFTA01433199 Agreement, or (3) is requested by a financial institution, financial intermediary, or other third party in order to assist sucii person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients, For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessaiy, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessaiy information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies), panner(s). etc., to enable him/her/them to fulfill any respective tax obligations that may arise for him^er/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information EFTA01433200 provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WM167245 015624.090816 Page 2 of 3 Acceptance You understand that this application is subject to acceptance by DBTCA. Authorized Signor Aulhori/nd Signer Darren Indvke Print Name j Prim Name Date For Bank Use Only Reviewed by: Signature Name TiUe Date Accepted by DBTCA: Signature Name Titte Date Account numbers: DDA NOW MMDA CD/DBAG WWI167245 015624.090816 W-9 Give Form to the requester. Do not send to the IRS. Request for Taxpayer Identification Number and Certification Form (Rev. December 2014] Department of the Treasury Internal Revenue Service 1 Name (as shown ort your Income tax return). Name is required on this line; do not leave this line blank. Southern Financial LLC 2 Business name/disregarded entity name, if different from above of 0 0) 4 Exemptions (codes apply only to EFTA01433201 certain entities, not individuals; see instructions on page 3): Exempt payee code pf any) Exemption from FATCA reporting code (if any) (AppHis 10 leeeunli malnuiiriii ot/OMo tTw U.S-I 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: r-1 Individual/sole proprietor or D C Corporation ^ S Corporation Q Partnership Q Trust/estate single-member LLC r—I Limited liability company. Enter the tax classification (CsC corporation, S=S COTporation. P"partnership) ^ 8 1 1 •c £ Note. For a single-member LLC that Is disregarded, do not check LLC; check the appropriate box In the line above for the tax classification of the single-member owner. r—1 Other (see Instructions) . Q Requester's name and address (optional) 5 Address (number, street, and apt. or suite no.) 6100 Red Hook Quarter B3 (0 6 City, state, and ZIP code St Thomas USVI ,00802 (U <0 Vi 7 List account numbeifs) here (optionaQ Taxpayer Identification Number (TIN) Parti Social security number Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to avoid backup withholding. For individuals, this is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part 1 instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. Note. If the account is in more than one name, see the Instructions for line 1 and the chart on page A for guidelines on whose number to enter. or Employer Identification number EFTA01433202 0 7 9 9 1 9 2 6 6 Certification Part II Under penalties of perjury, I certify that: 1. The number shown on this forni is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that i am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that 1 am no longer subject to backup withholding; and 3. ! am a U.S. citizen or other U.S. person (defined beiow); and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been notified by theJBS4hat you are currently subject to backup withholding because you have failed to report all"ttSFestande"tvidends on your tax return. For"Ues"wtransactions, item 2 does not apply. For mortgage interest paid, acquisition or abanddnment of secured\roperty, cancellationptddBCcontributions to an individual retirement arrangement (IRA), and generally, payments other thEui (merest and dividends, you are not rgfluirSSto sign the certification, but you must provide your correct TIN. See the Instructions on page 3. 7 Sign Here signature of U.S. person ^ Date^ * Form 1096 (home mortgage interest), 1098-E (student loan interest], 1096-1 [tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property) Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN. If you do not return Form W-9 to the requester with a TIN, you might be sub/- ect ro backup withholding. See What is backup withholding? on page 2. By signing the (Hied-out form, you; 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued). 2. Certify that you are not subject to backup vrithholding. or 3. Claim exemption from backup withholding If you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable EFTA01433203 share of any partnership Income from a U.S. trade or business is not subject to the vrilhholding tax on foreign partners' share of effectively connected Income, and 4. Certify that FATCA code(s) entered on this form (If any) Indicating that you are exempt from the FATCA reporting, is correct. See What is FATCA reporting? on page 2 (or further information. General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Future developments. Information about developments affecting Form W-9 (such as legislation enacted after we release it) Is at www.trs.gov/fw9. Purpose of Form An individual or entity (Form W-9 requester) who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) which may be your social security number (SSN), Individual taxpayer identification number ([TIN), adoption taxpayer Identification number (ATIN). or employer Identification number (EIN), to report on an information return the amount paid to you. or other amount reportable on an information return. Examples of information returns include, but are not limited to. the following: • Form 1099-iNT (interest earned or paid] • Form 1099-DIV (dividends. Including those from stocks or mutual funds) • Form 1069-MISC (various types of income, prizes, awards, or gross proceeds) • Form 1099-B (stock or mutual fund sates and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099-K (merchant card and third party network transactions) Form W-9 (Rev. 12-2014) Cat. No. 10231X Deutsche Bank Wealth Management For Bank Use Only Account Number(s): Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas The undersigned (the "Undersigned") hereby certifies that: 1. (a) the Undersigned is the duly appointed manager, member or officer duly authorized to (i) certify as to the Limited Liability Company or consents ("LLC Resolutions") of the member(s) (the "Member(s)") and (ii) to keep the records Qf Southern Financial LLC a Limited Liability Company duly formed, in good standing, and existing under the laws of Virgin Islands , . (the "Company"), ; and (b) the following Is a true copy of the LLC Resolutions of the Mentber(s). EFTA01433204 duly adopted in accordance with applicable law and governing formation documents with respect to the account type(s) indicated below ("Account(s)"): S!) Deposit Account(s) C? Investment Advisory Account(s) (please select all that apply): i.] discretionary L, non-discretionary RESOLVED, that it is desirable and in the best interests of the Company, and the Company is authorized, to designate Deutsche Bank Trust Company Americas (the "Bank") as depositary, custodian or investment advisor, as applicable, for such properly as designated by the Company from time to lime, and to open and maintain Accouni(s) with the Bank. Custody Account(s) RESOLVED, that the Company be bound by the terms and conditions set forth in any agreement or contract governing Account(s) (the "Account Agreement(s)") and any other document relating to products or services provided in connection with Account(s), as revised and/or amended from time to time (collectively, the "Agreements"). RESOLVED, that the managers, members, officers, employees and/oi agents of the Company (the "Authorized Signer(s)") whose names, titles and signatures appear below, as amended from time to time by the Company, are hereby authorized and directed, for and on behalf of the Company, to open, maintain, manage or close Accouni(s). to execute the Agreements, and to exercise and direct the exercise of all duties, rights and powers, and to take all actions necessary or appropriate in connection with the opening, maintenance, management or closing of Account(s) in the name of the Company, pursuant to the terms and conditions specified in the Agreements, and any applicable laws, rules and regulations. The Bank is authorized to accept instructions from the Authorized Signer(s) in connection with Accouni(s). including, but not limited to. endorsements and deposits of negotiable instruments, checks or other orders for the payment of money, and instructions to deposit, withdraw, transfer, deliver or assign assets in Account(s), sell any assets in Account(s), including but not limited to assets listed as "held elsewhere," buy any assets for Account(s) and retain the services of an advisor, including the Bank, consultant or broker/dealer to manage all or part of assets in Account(s), ail on such terms as the Authorized Signer(s) direct. RESOLVED, that the Bank may conclusively assume that all actions taken and instructions given by each of the Authoi ized Signer(s) have been properly taken or given pursuant to authority vested in such Authorized Signer(s) and the Company shall indemnify and hold the Bank harmless from all claims, liabilities, losses, costs, expenses (including attorneys' fees) related to or arising from any action or inaction by any such Authorized Signer(s). RESOLVED, that the omission from these LLC Resolutions of any document, EFTA01433205 arrangement or action to be taken in accordance with the Accounl(s) or the Agreements shall in no manner derogate from the authority of the Authorized Signer(s) to take all actions necessary, desirable, advisable or appropriate to consummate, effectuate or carry out the transactions contemplated by the foregoing Company Resolutions. RESOLVED, that all actions taken and expenses incurred heretofore by the Authorized Signer(s) in connection with the Account(s) or the Agreements are hereby ratified, approved and confirmed in all respects. RESOLVED, that if indicated below, the Authorized Signer(s) is/are authorized to delegate any and all of the powers enumerated in these LLC Resolutions in connection with the Account(s) to such person(s) as the Authorized Signer(s) may elect. Such delegation shall be made via the execution of the form of Appointment of Ageni(s) annexed hereto as "Exhibit A." WM16795S D8TCA 019583.062416 1 AUTHORIZED SIGNER(S): If any Authorized Signer named below is an entity and not a natural person. pleasQ/6ftach an Authoi Jeffrey Epstein Signatory) A Prim Name Title si{H3aiure Authorized (select one); K Individually Q Jointly with Signatory list. K Other K Check only If the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Darren Indyke Print Nams Authorized (select one): !?u Individually K Jointly with Signatory Title 0 Other K Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Harry Beller Signatory Signature Title Print Name Authorized (select one): BAl Individually l! Jointly with K Other K Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Signature Jeanne Brennan Signatory Title EFTA01433206 Prim Name Authorized (select one): Individually K Jointly with K Other K Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. 2. The above LLC Resolutions are in full force and effect as of the date shown below. 3, The Bank may rely conclusively on the instructions of the Authorized Signer(s) in every respect unless or until the Bank receives written notification of the revocation and has had reasonable time to act on such notice. 4. No one other than the Company has any interest in Account(s) opened and maintained in the name of the Company. 5. The titles and names of the Authorized Signer(s) appearing above, whose signatures appear above or on any attached signatory list-aFe^rue. correct and genuine. The auth^ities previously granted to apy*Authorized Signer not named herein are hereby revoked. 1" shown below, Imave subscribed my signature. In witness whereof, 1 a Signature Prim Name and Title 1' ' „ 0 (_"7 Date of this Certificate of LLc Rcsolin ions (Fill in date—this document is not valid it date is lolt blank) I 1 **lf the manager, member or other authorized officer is one of the Authorized Signers named above, this Certificate of LLC ; ■ Resolutions must be confirmed below by another manager, member or officer of the Company who is not designated an Authorized Signer above unless the Authorized Signers are Che only members of the Company. WM167956 OBTCA 019583.062416 2 Deutsche Bank Wealth Manacjemenl Signature Card Deutsche Bank Trust Company Americas Southern Financial LLC Account Holder Title Individual Account Number :/'■ Limited Liability Corporation i Other: ITF/POD/ATF* EFTA01433207 Number of Signatures Required: 1 irporalB ./Ooinl, with Rigl ( of Survivorship Jdirrtrtenints , Pannerehip in Comrnon Jeffrey Epstein Print Name Darren Indyke Print Name Harry Beller Print Name Jeanne Brennan Print Name Signature Signature (2) Signature ignaturc Approved Power of Attorney Date Specimen Signature • For ITF/POD/ATF See Supplemental Terms and Condiliuns Dale of Power of Attorney WM1672S0 006678.010816 Deutsche Bank Wealth Management Business Deposit Account Opening Application JS.o.u.tb.ejcn_Tr.u.s.t_Comp.aciy,.lnc.... ....... Account Title 11/18/2011 Oalu of Inujcpuraiiun .Southern _Ttu.s.t_Comp.aoy,lnc._ Entiiy/Company Name 66:0.779861 . Taxpayer ID Number (TIN) .610.0LRecLtlo.Ok_Quacter-B3,,. St Thomas USyi . Q08 02 Mailing Address City Stale Tip Business Telephone Number Business Fax Number EFTA01433208 Other Number Legal Address (if different from mailing address) City State 2p Client Relationship L<i?i Corporation Limited Liability Company (LLC) Attorney Escrow Account Landlord Master Escrow Foundation ..1 Partnership K Non-Profit Organization ... Limited Liability Partnership (LLP) Trust Estates Private Wealth Premium" Deutsche Bank AG NY Branch Accounts DBTCA Accounts K Checking Account K Checking with Interest K Money Market Deposit D DBTCA Certificate of Deposit / Deutsche Bank AG NY Preferred Banking Account Deutsche Bank AG NY Preferred Certificate of Deposit APY Term Promo term (DBTCA deposit account required, along with n DB AG Preferred Terms <mcl Conditions) Term Z Cash Master Sweep Account APY Trigger Amount Target Amount Banking Services K Deluxe Checkbook Debit Cards—Business Debit Card 'D Name Only 1 Name and Address Duplicate Statement Color Style Code Name Internet Banking Services Address DB Private Wealth Online Plus K Link to existing online relationship; Slate Zip Code City EFTA01433209 WM167245 015624.09081G Page 1 of 3 Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address and other Information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and your Account to any government agency or self-regulatory body on request, (2) is necessar\' or appropriate in connection with Deutsche Bank's provision of services under this Agreement, or (3) is requested by a financial institution, financial intermediary, or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. Foi new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the EFTA01433210 Iniernei Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary infoimation (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s). beneficiary(ies), partner(s), etc., to enable him/her/them to fulfill any respective lax obligations that may arise for him/hei/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immedialely of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on ihis Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WM167245 015624.090816 Page 2 of 3 Acceptance You understand that this application is subject to acceptance by DBTCA. AuihotUed Signer Auiho'kcd Signer Darren Indyke Print Name Prim Nfiim 5M ae(> fe) Date Date For Bank Use Only Reviewed by: Signature Name Title Date Accepted by DBTCA: Signature Name Title EFTA01433211 Date Account numbers: NOW DDA CO/DBAG MMDA WM167245 015624.090816 W-9 Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Form (Rev. December 2014) D"jartment of the Treasury Internal Revenue Service 1 Name (as shown on your income tax return). Name is required on this line; do not leave this line blank. Southern Trust Company, Inc. 2 Business name/disregarded entity name, if different from above cu 0 0) 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: D Indivldual/sole proprietor or He Corporation D S Corporation 0 Partnership single-member LLC n Limited liability company. Enter the tax classification (C=C corporation. S=S corporation. Paparinership) Note. For a single-member LLC that Is disregarded, do not check LLC; check the appropriate box In the line above for the tax classification of the single-member owner. PI Other (see Instructions) 4 Exemptions (codes apply only to certain entities, nol Individuals; see instructions on page 3): Exempt payee code (if any) Exemption from FATCA reporting code pf any) (AfipSet toaetpunis malnS"od euUlda th» U.S.) g n Trust/estate si -P ^ .2 5 Address (number, street, and apt. or suite no.) 6100 Red Hook Quarter B3 Requester's name and address (optional) EFTA01433212 =5 V) 6 City, state, and ZIP code St Thomas USVI ,00802 V <u CQ 7 List account number(s) here (optional) Parti Taxpayer Identification Number (TIN) Social security number Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to avoid backup withholding. For individuals, this is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). if you do not have a number, see How to get a TIN on page 3. or Employer Identification number Note. If the account is in more than one name, see the instructions for line 1 and the chart on page 4 for guidelines on whose number to enter. 6 6 0 7 7 9 8 6 1 Part II Certification Under penalties of perjury, i certify that: 1. The number shown on this form is my correct taxpayer identification number (or 1 am waiting for a number to be issued to me); and 2. I am not subject to backup withholding because; (a) i am exempt from backup withholding, or (b) I have not been notified by the internal Revenue Service (iRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding; and 3. I am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been noti^.by the IRS that you are currently subject to backup withholding d dividends on your tax relyBirPSrTeal estate transactions, item 2 does not apply. For mortgage ggmflon-ot4ebt, contributions to an individual retirement arrangement (IRA), and required to sl^n the certification, but you must provide your correct TIN. See the because you have failed to report ajU EFTA01433213 interest paid, acquisition or abandonment of se§ti(ed property, ca generally, payments othertharYinterest and dividers, you^»a^ instructions on page 3. Sign Here .<g> oJi^bon signature of U.S. person Date • Form 1098 (home mortgage interest), 1098-E (student loan Intarest), 1098-1 (tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property] Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN. fryou do not return Form W-9 to the requester with a TIN, you might be subject to backup withholding. See What is backup withholding? on page 2. By signing the filled-out form, you; 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership Income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effectively connected income, and 4. Certify that FATCA code(s) entered on this form (If any) indicating that you are exempt from the FATCA reporting. Is correct. See What is FATCA reporting? on page 2 for further information. General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Future developments. Infomiation about developments affecting Form W-9 (such as legislation enacted after we release it) is at www.irs.goir/tw9. Purpose of Form An Individual or entity (Form W-9 requested who Is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) which may be your social security number (SSN). individual taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN). or employer identification number (EIN), to report on an Information return the amount paid to you, or other amount reportable on an Information return. Examples of information returns Include, but are not limited to, the following: ■ Form 1099-INT interest earned or paid) EFTA01433214 • Form 1099-DIN (dividends, including those from stocks or mutual funds) • Form 1099-MISC (various types of income, prizes, awards, or gross proceeds) • Form 1099-B (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099-K (merchant card and third party network transactions) Form W-9 (Rev. 12-2014) Cat. No. 10231X Deutsche Bank Wealth Management For Bank Use Only Account Numbei 1(s): Certificate of Corporate Resolutions in "avor of Deutsche Bank Trust Company Amei icas The undersigned (the "Undersigned") hereby certifies that; 1. (a) the Undersigned is the duly appointed Secretary or other officer or director duly authorized to (i) certify as to the corporate resolutions or consents ("Corporate Resolutions") of the board of directors or other governing body (the "Board") and (ii) to keep the records of Southern Trust Company, Inc. a corporation duly organized, in good standing, and existing under the laws of Virgin Islands , (the "Corporation") ; and (b) the following is a true copy of the Corporate Resolutions of the Board, duly adopted in accordance with applicable law and governing organizational documents with respect lo the account type(s) indicated below ("Account(s)"}; Deposit Account(s) Li Investment Advisory Account(s) (please select all that apply); r.; discretionaiY ' non-discretionary "RESOLVED, that it is desirable and in the best interests of the Corporation, and the Corporation is authorized, to designate Deutsche Bank Trust Company Americas (the "Bank") as depositary, custodian or investment advisor, as applicable, for such property as designated by the Corporation from time to lime, and to open and maintain Account(s) with the Bank. Custody Account(s) RESOLVED, that the Corporation be bound by the terms and conditions set forth in any agreement or contract governing Account(s) (the "Account Agreement(s)") and any other document relating to products or services provided in connection with Account(s). as revised and/or amended from time to time (collectively, the "Agreements"). RESOLVED, that the directors, officers, employees and/or agents of the Corporation (the "Authorized Signers)") whose names, titles and signatures appear below, as amended from lime to time by the Corporation, are hereby authorized and directed, for and on behalf of the Corporation, to open, maintain, EFTA01433215 manage or close Account(s), to execute the Agreements, and to exercise and direct the exercise of all duties, rights and powers, and to take all actions necessary or appropriate in connection with the opening, maintenance, management or closing of Account(s) in the name of the Corporation, pursuant to the terms and conditions specified in the Agreements, and any applicable laws, rules and regulations. The Bank Is authorized to accept instructions from the Authorized Signei(s) in connection with Account(s), including, but not limited to, endorsements and deposits of negotiable instruments, checks or other orders for the payment of money, and instructions lo deposit, withdraw, transfer, deliver or assign assets in Account(s), sell any assets in Account(s), including but not limited to assets listed as "held elsewhere," buy any assets for Account(s) and retain the services of an advisor, including the Bank, consultant or broker/dealer to manage all or part of assets in Accountls), all on such terms as the Authorized Signer(s) direct. RESOLVED, that the Bank may conclusively assume that all actions taken and instructions given by each of the Authorized Signer(s) have been properly taken or given pursuant to authority vested in such Authorized Signer(s) and the Corporation shall indemnify and hold the Bank harmless from all claims, liabilities, losses, costs, expenses (including attorneys' fees) related to or arising from any action or inaction by any such Authorized Signer(s). RESOLVED, that the omission from these Corporate Resolutions of any document, arrangement or action to be taken in accordance with the Account(s) or the Agreements shall in no manner derogate from the authority of the Authorized Signer(s) to take all actions necessary, desirable, advisable or appropiiate to consummate, effectuate or carry out the transactions contemplated by the foregoing Corporate Resolutions. RESOLVED, that all actions taken and expenses incurred heretofore by the Board or the Authorized Signer(s) in connection with the Account(s) or the Agreements are hereby ratified, approved and confirmed in all respects. RESOLVED, that if indicated below, the Authorized Signers) is/are authorized to delegate any and all of the powers enumerated in these Corporate Resolutions in connection with the Account(s) to such person(s) as the Authorized Signer(s) may elect. Such delegation shall be made via the execution of the form of Appointment of Agenl(s) annexed hereto as Exhibit A." WM167954 OBTCA 019582.062016 1 AUTHORIZED SIGNER(S): If any Authorized Signer named below is an Jeffrey Epstein_ Prim Name Authorized (select one); Individually — ; Jointly with _ . EFTA01433216 Other K Check only if the above Authorized Signer is autho""d rwe"enurrated in these Corporate' lesojy"ns to agents. Darren Indyte Signatori ' Prim Name Title Sicinaiuro ' " Authorized (select one); Individually i. Jointly with entity arl"oia""na"al person, please Signatory ^ iiiach an Authi X. Title Si"naiu L_i Other D Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Signatory Tiile Authorized (select one); K] Individually 0 Jointly with Signaiiito Harry Seller Print Name K Other K Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Signatory Tiilo Authorized (select one); Individually ' - Jointly with Jeanne Brennan Signature Prim Name K Other K Check only if the above Authorized Signer is authorized lo grant powers enumerated in these Corporate Resolutions to agents. 2. The above Corporate Resolutions are in full force and effect as of the date shown below. 3. The Bank may rely conclusively on the instructions of the Authorized Signer(s) in every respect unless or until the Bank receives written notification of the revocation and has had reasonable lime to act on such notice. 4. No one other than the Corporation has any interest in AccounUs) opened and maintained in the name of the Corporation. 5. The titles and names of the Authorized Signer(s) appearing above, whose signatures appear above or on any attached signatory list, are true, correct and genuine. The authorities previously granted to any Authoi ized Signer not named herein are hereby revoked. In witness whereof, on the dale shown below, I have subscribed my signature and affixed the Corporate Seal (if required) EFTA01433217 seal of the Corporation (if re^fu^^ed);,..-^— If no seal is provided, the Corporation is representing that no seal is required. Signature I Prim Name a^d Tide & ? \ n U-7 Date of this CCTlificalG of Corpomlo Rosolulions (Fill in date—this docnmcni is not valid it date is left blank) 1 IS one of the Authoiized Signers named ions must be confirmed below by another officei oTs not designated an Authorized Signer above unless the **lphe Secretary eher authorized officer or_ili /^bove. this Certified of Corpora or director of the Cor Authorized SignerrSri the only officers or di/ectors of the Corporation. I onfirmaiion Si^Slure 10 -fg&s Prim Name and Title WM16795'1 DBTCA 019582.062016 z Deutsche Bank Wealth Management Signature Card Deutsche Bank Trust Company Americas Southern Trust Company, Inc. Account Holder Title Individual Account Number ITF/POD/ATF*  ' Limited Liability Corporation Other; Number of Signatures Required: 1. lorale JoipL with Rights ofpurvtvorship JgjdtrTenanls in Common Partnership Jeffrey Epstein EFTA01433218 Prim Name Darren Indyke Prim Name Harry Seller Prim Name Jeanne Brennan Prim Name ignatur olAJLMa Sigrtalure Signature ignature Approved Power of Attorney Date Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions Date of Power of Attorney WM167290 006678-010816 EFTA01433219