EFTA Document EFTA01433234

Subject: Re: trading meetin From: Richard Kahn Date: Fri, 25 Aug 2017 11:06:38 -0400 To: Stewart Oldfield ‹ > i just found out that our new hire will be out that week...drama continues...can we target the week of september 18th? also can you send us trading authority docs on that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' ‹ > Subject: RE: trading meeting all brokerage accounts so <a. Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas Can we try for the 14th or 15th? Thanks From: Richard Kahn [mailto: Sent: Tuesday, August 22, 2017 3:59 PM To: Stewart Oldfield <a> Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks EFTA01433234 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 24, 2017, at 2:48 PM, Stewart Oldfield e > wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn [mailto: Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield e > Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting EFTA01433235 thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 20, 2017, at 2:35 PM, Stewart Oldfield wrote: I think 8/10 at 10am works for us From: Richard Kahn [mailto: Sent: Wednesday, July 19, 2017 11:23 AM To: Stewart Oldfield Subject: Re: trading meeting can we move apt to 8/9 or 8/10 thank you EFTA01433236 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell On Jul 13, 2017, at 10:17 AM, Stewart Oldfield a: - wrote: Confirmed for the morning of 8/8. Aiming for 10am in our office. You'll meet the whole gang. In other news, I went running this morning. It was brutal outside. Thanks! EFTA01433237 From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 9:09 PM To: Stewart Oldfield e > Subject: Re: trading meeting 9 or 10am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 12, 2017, at 6:34 PM, Stewart Oldfield e > EFTA01433238 wrote: Lemme check and come back to you tmw. Any time preference? From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 6:21 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting how is 8/8? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01433239 On Jul 12, 2017, at 4:50 PM, Stewart Oldfield < wrote: 8/3 doesn't work on our side unfortunately. What's the next date 8/7 or later that works for you? Thanks EFTA01433240 From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 4:48 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting 8/3 is best for us Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01433241 On Jul 11, 2017, at 2:25 PM, Stewart Oldfield ‹ > wrote: Turns out our new head of trading starts on July 31. Makes sense to wait and include him I think. Can we do morning of 7/31 or 8/1 or any time the following week? Thanks From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield <M > Subject: Re: trading meeting EFTA01433242 9am Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel = fax cell EFTA01433243 On Jul 11, 2017, at 12:56 PM, Stewart Oldfield a: - wrote: Will check. How much earlier on the 25th? From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 11:57 AM To: Stewart Oldfield a> Subject: Re: trading meeting EFTA01433244 can we do same time on the 24th or earlier on the 25th? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01433245 On Jul 10, 2017, at 4:03 PM, Stewart Oldfield < > wrote: That works. Can confirm details later next week. Thanks EFTA01433246 From: Richard Kahn [mailto: Sent: Friday, July 07, 2017 6:20 PM To: Stewart Oldfield e > Subject: Re: trading meeting Tuesday 25th 11am works. Thanks EFTA01433247 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell On Jul 7, 2017, at 12:04 PM, Stewart Oldfield -t > wrote: EFTA01433248 Rich, Looks like we're generally open the week of the 24th to meet with you and your new trader. Let me know whether you have any time/date constraints and I will set it up. Thanks EFTA01433249 <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01433250 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433251 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433252 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433253 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433254 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433255