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efta-efta01433730DOJ Data Set 10Correspondence

EFTA Document EFTA01433730

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DOJ Data Set 10
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efta-efta01433730
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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert wrote: > Classification: For internal use only Stewart — I've submitted all but Ali Rashid's. He's requested 2 tickets but I need the name of his guest...can you call him? Thanks. Andrea From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] EFTA01433730 Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Mob' Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield ‹ > Subject: Frieze New York registrations: Wednesday Preview [I] EFTA01433731 Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator / contact Guest name RSVP Day VIP code US - New York Wed. Preview 1 Tony Persico Marron Investments EFTA01433732 CIO Stewart Oldfield Sharon Kriston Accept Wednesday 23443d7783 US - New York Wed. Preview 1 Stewart Oldfield Deutsche Bank Stewart Oldfield N/A Accept Wednesday US - New York Wed. Preview 2 Ali Rashid EFTA01433733 pvt client Stewart Oldfield TBA Accept Wednesday adf9f2f7df US - New York Wed. Preview 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Parisa Sahay Accept Wednesday b82a3670d9 US - New York Wed. Preview 2 Brad Wechsler Elysium CEO EFTA01433734 Stewart Oldfield Patricia Newburger Accept Wednesday 4b8c1c309f US - New York Wed. Preview 1 Paul Barrett Alpha Group Capital CEO Stewart Oldfield/Martin Zeman Randi Barrett Accept Wednesday 8fa47f28c4 At this time, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview $188.00 pp Parent ID: 219401 EFTA01433735 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. Confirmation: We have received your registration and are delighted you will be joining us for the preview of Frieze New York on Wednesday, May 2. To access our Deutsche Bank Wealth Management Lounge, where you will pick up your tickets, you will receive a card and/or email from us with a OR code within the next few weeks. In the meantime, please find some useful information below. Frieze also has a VIP program for our guests who are attending Preview Day or Preview and Private View Day. To view the VIP program benefits, R.S.V.P. to Frieze events and access exclusive offers in New York City and at the Fair, please log in to https://frieze.com/fairs/frieze-new-york, and use password (insert specific client code from above.) Please let me know if you have any questions. I look forward to seeing you next month. Best regards, fcid:[email protected] fcid:[email protected] EFTA01433736 EFTA01433737

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