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efta-efta01433730DOJ Data Set 10CorrespondenceEFTA Document EFTA01433730
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Frieze New York re istrations: Wednesday Preview [I]
From: Stewart Oldfield
Date: Tue, 03 Apr 2018 11:20:39 -0400
To: Andrea Herbert
Cc: Bradley Gillin
Submit Lara Pedrini for now. She should be in the system already. Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank
Deutsche Bank
Tel.
Mobil
Email
Trust Company Americas
Wealth Management
, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
On Apr 3, 2018, at 10:19 AM, Andrea Herbert
wrote:
> Classification: For internal use only
Stewart — I've submitted all but Ali Rashid's. He's requested 2 tickets but
I need the name of his guest...can you call him? Thanks.
Andrea
From: Stewart Oldfield
Sent: Monday, April 02 2018 3:15 PM
To: Andrea Herbert
Cc: Bradley Gillin
Subject: Fwd: Frieze New York registrations: Wednesday Preview [I]
EFTA01433730
Andrea, can you submit the compliance direct stuff? Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
New York, NY 10154
Tel.
Mob'
Email
Securities offered through Deutsche Bank Securities Inc.
Begin forwarded message:
From: Sarah Rafferty
Date: April 2, 2018 at 3:07:31 PM EDT
To: Stewart Oldfield ‹
>
Subject: Frieze New York registrations: Wednesday Preview [I]
EFTA01433731
Classification: For internal use only
Confirmations:
The following guests have registered for the Frieze Preview on Wednesday,
May 2, 2018.
Region
Ticket type
# of tickets required
Invitee
first name
Invitee
last name
Invitee
company name
Invitee
job title
DB nominator / contact
Guest name
RSVP
Day
VIP code
US - New York
Wed. Preview
1
Tony
Persico
Marron Investments
EFTA01433732
CIO
Stewart Oldfield
Sharon Kriston
Accept
Wednesday
23443d7783
US - New York
Wed. Preview
1
Stewart
Oldfield
Deutsche Bank
Stewart Oldfield
N/A
Accept
Wednesday
US - New York
Wed. Preview
2
Ali
Rashid
EFTA01433733
pvt client
Stewart Oldfield
TBA
Accept
Wednesday
adf9f2f7df
US - New York
Wed. Preview
2
Rudy
Sahay
54 Madison
CEO
Stewart Oldfield
Parisa Sahay
Accept
Wednesday
b82a3670d9
US - New York
Wed. Preview
2
Brad
Wechsler
Elysium
CEO
EFTA01433734
Stewart Oldfield
Patricia Newburger
Accept
Wednesday
4b8c1c309f
US - New York
Wed. Preview
1
Paul
Barrett
Alpha Group Capital
CEO
Stewart Oldfield/Martin Zeman
Randi Barrett
Accept
Wednesday
8fa47f28c4
At this time, please submit to Compliance using the following information:
Enter as "Client entertainment"
Enter a DB person name in the attendee section (so it does not
appear to be a gift)
The costs associated with this ticket type are: Wednesday Preview
$188.00 pp Parent ID: 219401
EFTA01433735
We will begin distributing materials for you to send to your confirmed
guests in the next couple of weeks. In the meantime, if you have any
questions, please contact Sarah Rafferty.
Confirmation:
We have received your registration and are delighted you will be joining us
for the preview of Frieze New York on Wednesday, May 2. To access our
Deutsche Bank Wealth Management Lounge, where you will pick up your tickets,
you will receive a card and/or email from us with a OR code within the next
few weeks. In the meantime, please find some useful information below.
Frieze also has a VIP program for our guests who are attending Preview Day
or Preview and Private View Day. To view the VIP program benefits, R.S.V.P.
to Frieze events and access exclusive offers in New York City and at the
Fair, please log in to https://frieze.com/fairs/frieze-new-york, and use
password (insert specific client code from above.)
Please let me know if you have any questions. I look forward to seeing you
next month.
Best regards,
fcid:[email protected]
fcid:[email protected]
EFTA01433736
EFTA01433737
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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