EFTA Document EFTA01434523

Subject: RE: Next Steps: Invitation for Frieze Preview [I] From: Stewart Oldfield Date: Mon, 16 Jul 2018 12:05:08 -0400 To: Sarah Rafferty ‹ > Sorry, I realize I didn't have the Lindemanns on the list I sent you — Adam (who is exhibiting) and George. Net worth each over $250mm. I sent them invites already. From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield ‹ > Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below: James Burritt Ali Rashid Jamshid Keynejad Leon Black Michael Bloomberg EFTA01434523 Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe EFTA01434524 Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel. Heather Crosby Torn Danziger EFTA01434525 Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: https://- www.concursolutions.com/Expense/Request/default.asp The costs associated with this ticket type are: 11am Preview — EFTA01434526 $376.90 Enter in comments section - Parent ID: 226591 (enter in comments section) Invitation (cut and paste/forward the below): We hope you will be available to join us for the Preview of Frieze London. Below if the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. {/Users/swaiale/Desktop/DBWM/Projects/DBWM - Frieze 2018 London/FINAL/- FINAL US/PDFs/FRIEZE London US Preview.pdf} EFTA01434527