EFTA Document EFTA01434825

EFTA Document EFTA01433738

EFTA Document EFTA01387147

EFTA Document EFTA01386380

From: Martin Zeman Sent: 4/9/2018 3:48:56 PM To: 'Paul Barrett CC: Xavier Avila Subject: OTC equity worst off pricing Attachments: Book2.xlsx Paul, Stewart Oldfield We had a few options priced last week from your list. Let's have a call with Mark Whyman on the GED desk at 4.15 and talk about the names on your list. We can also talk to Hongtao on the ARG debt after that. BABA 90% put — 3.75% bid 100%/80% eki put — 4.40% bid GE 90% put -4.10% bid 100%/80% eki put — 4.75% bid

EFTA Document EFTA01386380

EFTA Document EFTA01434823

EFTA Document EFTA01370669

From: Martin Zeman Sent: 4/11/2018 12:13:54 PM To: 'Richard Kahn' CC: 'Paul Barrett (I ; Xavier Avila Stewart Oldfield Subject: CRS + UK FATCA form ICI Attachments: CRS + UK FATCA Entity Self Cert.pdf Classification: Confidential Richard, ; Liam Osullivan Davide-A Sferrazza I r; We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason w